Filed September 20, 2006
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
AMERICAN UNITED LIFE INSURANCE CO10+ years Filed as: ONEAMERICA RETIREMENT SERVICES Service code 15 · EIN 46-5378846 | Recordkeeping | $472,963 |
MORGAN STANLEY SMITH BARNEY8 years Filed as: MORGAN STANLEY Service code 26 · EIN 36-3145972 | Advisory (Participants) | $104,382 |
HALBERT HARGROVE GLOBAL ADVISORS10+ years Filed as: HALBERT HARGROVE RUSSELL Service code 26 · EIN 33-0301336 | Advisory (Participants) | $73,501 |
WELLS FARGO BANK, N.A.8 years Filed as: WELLS FARGO ADVISORS Service code 26 · EIN 48-1305000 | Advisory (Participants) | $59,771 |
OPPENHEIMER5 years Service code 26 · EIN 13-6567518 | Advisory (Participants) | $57,421 |
RBC GLOBAL ASSET MANAGEMENT10+ years Filed as: CITY NATIONAL BANK Service code 19 · EIN 95-1780067 | Securities Custodian | $45,023 |
JP MORGAN INVESTMENT MANAGEMENT INC10+ years Filed as: TORTOISE INVESTMENT MANAGEMENT Service code 26 · EIN 20-1723529 | Advisory (Participants) | $26,077 |
MONOGRAPH WEALTH ADVISORS9 years Service code 26 · EIN 47-2324990 | Advisory (Participants) | $25,907 |
Service code 26 · EIN 20-0879944 | Advisory (Participants) | $21,878 |
MERRILL LYNCH PIERCE FENNER & SMITH10+ years Filed as: MERRILL LYNCH Service code 26 · EIN 13-3266276 | Advisory (Participants) | $20,795 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Annual investment return is in the bottom quintile of the peer cohort.
Assets per participant exceed $250,000 - top-decile high-value plan.
The auditor signed off without reservation. This is the cleanest opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $346,234 | $145,877+137.3% | $150,045+130.8% | $102,872+236.6% |
| Participation rate | 68.1% | 79.8%-11.8pp | 82.3%-14.2pp | 73.0%-4.9pp |
| Annual return | 10.38% | 21.37%-11.0pp | 62.55%-52.2pp | 19.06%-8.7pp |
| Employer contribution / active EE | $16,344 | $4,710+247.0% | $4,693+248.3% | $3,526+363.5% |
| Participant deferral / active EE | $12,562 | $9,491+32.4% | $7,997+57.1% | $5,535+127.0% |
| Admin fee / account holder | $310 | $176+76.5% | $13,435-97.7% | $292+6.2% |