Filed September 20, 2006
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Filed as: ONEAMERICA RETIREMENT SERVICES Service code 15 · EIN 46-5378846 | Recordkeeping | $153,906 |
Filed as: MERRILL LYNCH Service code 26 · EIN 13-3266276 | Advisory (Participants) | $78,442 |
HALBERT HARGROVE GLOBAL ADVISORS1+ years Filed as: HALBERT HARGROVE RUSSELL Service code 26 · EIN 33-0301336 | Advisory (Participants) | $66,607 |
CHARLES SCHWAB & CO., INC.1+ years Filed as: SCHWAB Service code 26 · EIN 94-2904463 | Advisory (Participants) | $44,251 |
UBS FINANCIAL SERVICES INC1+ years Filed as: UBS FINANCIAL SERVICES Service code 26 · EIN 13-2638166 | Advisory (Participants) | $27,572 |
STONNINGTON INVESTMENT ADVISORS1+ years Service code 26 · EIN 20-0572663 | Advisory (Participants) | $16,886 |
RBC GLOBAL ASSET MANAGEMENT1+ years Filed as: CITY NATIONAL BANK Service code 26 · EIN 36-3145972 | Advisory (Participants) | $16,166 |
SANDFORD BERNSTEIN1+ years Service code 26 1999 AVENUE OF THE STARS · LOS ANGELES, CA 90067 | Advisory (Participants) | $14,859 |
Filed as: NORTHWESTERN MUTUAL SEC/PERSHING Service code 26 515 S. FLOWER STREET · OMAHA, NE 68103 | Advisory (Participants) | $12,891 |
TD AMERITRADE, INC.1+ years Filed as: TD AMERITRADE Service code 26 · EIN 47-0533629 | Advisory (Participants) | $12,752 |
Annual investment return is in the bottom quintile of the peer cohort.
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $228,968 | $85,635+167.4% | $123,892+84.8% | $63,975+257.9% |
| Participation rate | 93.8% | 74.9%+18.8pp | 81.4%+12.3pp | 71.1%+22.6pp |
| Annual return | 0.46% | 15.74%-15.3pp | 47.52%-47.1pp | 48.65%-48.2pp |
| Employer contribution / active EE | $18,662 | $3,076+506.6% | $4,617+304.2% | $2,182+755.4% |
| Participant deferral / active EE | $8,261 | $5,667+45.8% | $5,984+38.0% | $3,356+146.1% |
| Admin fee / account holder | $212 | $75+182.6% | $8,357-97.5% | $70+200.6% |