Filed September 20, 2006
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Filed as: ONEAMERICA RETIREMENT SERVICES Service code 15 · EIN 46-5378846 | Recordkeeping | $495,657 |
Filed as: MORGAN STANLEY Service code 26 · EIN 36-3145972 | Advisory (Participants) | $144,535 |
Filed as: MERRILL LYNCH Service code 26 · EIN 13-3266276 | Advisory (Participants) | $95,155 |
HALBERT HARGROVE GLOBAL ADVISORS3+ years Filed as: HALBERT HARGROVE RUSSELL Service code 26 · EIN 33-0301336 | Advisory (Participants) | $89,769 |
WELLS FARGO BANK, N.A.1 year Filed as: WELLS FARGO ADVISORS Service code 26 1515 W. 22ND STREET · OAKBROOK, IL 60523 | Advisory (Participants) | $29,248 |
RBC GLOBAL ASSET MANAGEMENT3+ years Filed as: CITY NATIONAL BANK Service code 26 · EIN 36-3145972 | Advisory (Participants) | $24,925 |
MONOGRAPH WEALTH ADVISORS2 years Service code 26 830 S SUPULVEDA BLVD. · EL SEGUNDO, CA 90245 | Advisory (Participants) | $24,488 |
SANDFORD BERNSTEIN3+ years Service code 26 1999 AVENUE OF THE STARS · LOS ANGELES, CA 90067 | Advisory (Participants) | $21,824 |
CHELSEA MANAGEMENT CO.1 year Filed as: CHELSEA MANAGEMENT CO Service code 26 444 SOUTH FLOWER STREET · LOS ANGELES, CA 90071 | Advisory (Participants) | $20,522 |
RBC WEALTH MANAGEMENT3+ years Service code 26 345 CALIFORNIA STREET · SAN FRANCISCO, CA 94104 | Advisory (Participants) | $17,971 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Assets per participant exceed $250,000 - top-decile high-value plan.
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $272,125 | $88,874+206.2% | $123,544+120.3% | $75,289+261.4% |
| Participation rate | 85.4% | 75.9%+9.5pp | 82.3%+3.1pp | 72.4%+12.9pp |
| Annual return | 10.63% | 4.22%+6.4pp | 119.20%-108.6pp | -0.04%+10.7pp |
| Employer contribution / active EE | $17,043 | $3,256+423.5% | $4,628+268.3% | $2,405+608.6% |
| Participant deferral / active EE | $9,696 | $6,174+57.1% | $6,426+50.9% | $3,739+159.3% |
| Admin fee / account holder | $446 | $95+371.8% | $9,284-95.2% | $102+336.0% |