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UBS FINANCIAL SERVICES INC

237 known aliases resolved via the canonical alias map

UBS Financial Services Inc at a glance

UBS Financial Services Inc appears on 1,238 retirement plans in Form 5500 Schedule C filings through plan year 2024. Those plans hold $253.0B in assets for 3,278,999 participants. The median client plan holds $26.9M. Most client plans are sponsored in NY, CA and OH. The largest clients by plan assets are Western Conference of Teamsters Pension Trust Fund Board of Trustees, Trustees of Ilwu-Pma Pension Plan and Pepsico, Inc.. Plans reported $73.8M in direct and indirect compensation paid to UBS Financial Services Inc, a median of $38K per plan.

Participants
3,278,999
Median plan assets
$26.9M
Median plan participants
388
Median fees per plan
$38K
Schedule C direct + indirect

Top 25 client plans by assets

Latest Form 5500 filing per plan through 2024

SponsorStateAssetsParticipants
Western Conference of Teamsters Pension Trust Fund Board of TrusteesWA$59.7B643,772
Trustees of Ilwu-Pma Pension PlanCA$10.8B25,317
Pepsico, Inc.NY$6.8B55,326
Board of Trustees, So CA UFCW Unions & Food EmployersCA$6.5B199,927
Board of Trustees-New York State Nurses Association Pension PlanNY$5.9B46,491
Pepsico, Inc.NY$4.2B85,189
Ohio Operating Engineers Pension PlanOH$3.9B20,036
Umwa 1974 Pension Trust Board of TrusteesDC$3.8B71,051
Board of Trustees, California Ironworkers Field Pension Trust FunCA$3.5B21,447
Cummins Inc.IN$3.2B44,593
Bae Systems, Inc.VA$3.2B20,783
Cognizant Technology SolutionsNJ$3.0B54,490
Lyondell Chemical CompanyTX$3.0B10,040
Salt River Valley Water Users AssociationAZ$2.9B11,406
Genuine Parts CompanyGA$2.9B42,220
Northwell Health, Inc.NY$2.8B42,096
Wellstar Health System, Inc.GA$2.8B48,753
Board of TrusteesNY$2.6B56,488
American Financial Group, Inc.OH$2.3B10,455
MGM Resorts InternationalNV$2.2B43,365
Danaher CorporationDC$1.9B21,071
Voya Services CompanyGA$1.8B22,076
SS&C Technologies, IncCT$1.8B14,548
Cleveland-Cliffs Steel LLCOH$1.7B15,095
Central Maine Power CompanyCT$1.6B8,230

Top client states

  1. NY145 plans
  2. CA128 plans
  3. OH94 plans
  4. FL83 plans
  5. TX77 plans

Frequently asked questions

Who uses UBS Financial Services Inc?
1,238 retirement plans list UBS Financial Services Inc as a service provider on Schedule C of Form 5500. The largest clients by plan assets include Western Conference of Teamsters Pension Trust Fund Board of Trustees, Trustees of Ilwu-Pma Pension Plan, Pepsico, Inc., Board of Trustees, So CA UFCW Unions & Food Employers and Board of Trustees-New York State Nurses Association Pension Plan. Most client plans are sponsored in NY, CA and OH.
How many plans does UBS Financial Services Inc serve?
UBS Financial Services Inc serves 1,238 retirement plans with $253.0B in plan assets and 3,278,999 participants, based on the latest Form 5500 filings through 2024.
What does UBS Financial Services Inc charge?
Plans reported $73.8M in total Schedule C compensation paid to UBS Financial Services Inc. The median plan paid $38K. Fees vary with plan size and the services each plan buys.

Market position · 2024

Plans served1,238-61 YoYRank #22 of mapped providers
Assets under administration$253.0B0.3%Market share · rank #59
Fees received$74MMedian $37,649/planSum across Schedule C direct + indirect
Net wins YoY-55138 won · 193 lostPlan-level switch detection

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