Filings through .
LPL Financial
Matched across 285 name variants in the filings
LPL Financial summary
LPL Financial appears on 1,586 retirement plans in Form 5500 Schedule C filings through plan year 2024. Those plans hold $95.2B in assets for 2,542,632 participants. The median client plan holds $16.5M. Most client plans are sponsored in CA, PA and TX. The largest clients by plan assets are The Cleveland Clinic Foundation, Southern California Permanente Medical Group and CHS/Community Health Systems, Inc. Plans reported $52.6M in direct and indirect compensation paid to LPL Financial. The median is $26K per plan.
- Participants
- 2,542,632
- Median plan assets
- $16.5M
- Median plan participants
- 305
- Median fees per plan
- $26K
- Schedule C direct + indirect
Top 25 client plans by assets
Latest Form 5500 filing per plan through 2024
- OHParticipants 88,028
- CAParticipants 12,823
- TNParticipants 85,491
- SCParticipants 13,503
- NJParticipants 40,543
- NYParticipants 759,234
- Lockton, Inc.$1.7BMOParticipants 9,677
- WAParticipants 2,252
- Spirit Airlines, LLC$1.4BFLParticipants 3,208
- COParticipants 8,778
- INParticipants 2,015
- MAParticipants 200,161
- VF Corporation$807MNCParticipants 5,157
- IAParticipants 48,687
- Endeavor Parent, LLC$734MCAParticipants 6,209
- NJParticipants 15,119
- IAParticipants 163,954
- NJParticipants 55,833
- MTParticipants 5,660
- GAParticipants 8,972
- OHParticipants 4,471
- SCParticipants 5,407
- VAParticipants 2,962
- Promega Corporation$486MWIParticipants 1,941
- NCParticipants 1,418
Top client states
- CA175 plans
- PA129 plans
- TX121 plans
- NY113 plans
- OH78 plans
Frequently asked questions
- Who uses LPL Financial?
- 1,586 retirement plans list LPL Financial as a service provider on Schedule C of Form 5500. The largest clients by plan assets include The Cleveland Clinic Foundation, Southern California Permanente Medical Group, CHS/Community Health Systems, Inc, Savannah River Nuclear Solutions, LLC and Tata America International Corporation. Most client plans are sponsored in CA, PA and TX.
- How many plans does LPL Financial serve?
- LPL Financial serves 1,586 retirement plans with $95.2B in plan assets and 2,542,632 participants, based on the latest Form 5500 filings through 2024.
- What does LPL Financial charge?
- Plans reported $52.6M in total Schedule C compensation paid to LPL Financial. The median plan paid $26K. Fees vary with plan size and the services each plan buys.
Analytics
Market position · 2024
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- 5-year plans-served trajectory
- Customer-base shape
- Median fees per service
- Competitor overlap
- Plans won and lost
- Top plans by assets
Fund lineups on plans this firm keeps
Large plans that name LPL Financial as recordkeeper and list their funds in their filing.
Top managers in these lineups
| Manager | Plans |
|---|---|
| Vanguard | 48 |
| Fidelity (FMR) | 29 |
| Capital Group | 29 |
| JPMorgan | 19 |
| T. Rowe Price | 18 |
Target-date series
Covers 71,410 large plans that list their funds in their annual filing. Updated Nov 6, 2026. Shares describe these plans, not the whole market.