| Provider | Service type | Compensation |
|---|---|---|
PAYCHEX, INC.4+ years Service code 26 · EIN 16-1124166 911 PANORAMA TRAIL S · ROCHESTER, NY 14625 | Advisory (Participants) | $11,899,319 |
EXCEL WEALTH MANAGEMENT, LLC3 years Service code 26 · EIN 81-2780637 935 MAIN ST. · MANCHESTER, CT 06040 | Advisory (Participants) | $560,227 |
Filed as: MESIROW FINANCIAL HOLDINGS, INC Service code 28 · EIN 36-3429599 353 NORTH CLARK STREET · CHICAGO, IL 60654 | Investment Management | $543,541 |
MID ATLANTIC CAPITAL CORPORATION4+ years Filed as: MID-ATLANTIC TRUST COMPANY Service code 25 · EIN 27-3169253 330 SOUTH POPLAR AVENUE · PIERRE, SD 57501 | Directed Trustee | $322,968 |
Filed as: CAPE INVESTMENT ADVISORY, INC Service code 26 · EIN 26-1775149 1600 PENNSYLVANIA AVE · MCDONOUGH, GA 30253 | Advisory (Participants) | $290,081 |
401K GENERATION3 years Filed as: 401K GENERATION INC. Service code 26 · EIN 26-4477125 237 S WESTMONTE DR. · ALTAMONTE SPRINGS, FL 32714 | Advisory (Participants) | $285,125 |
LPL FINANCIAL3 years Service code 26 · EIN 04-3046611 PO BOX 502533 · SAN DIEGO, CA 92150 | Advisory (Participants) | $60,385 |
KEITH R SOLTIS1 year Filed as: KEITH MCBRIDE FINANCIAL SERVICES, I Service code 26 723B N LUCIA AVE · REDONDO BEACH, CA 90277 | Advisory (Participants) | $53,511 |
WELLS FARGO BANK, N.A.2 years Filed as: WELLS FARGO ADVISORS Service code 26 TPOT-MAC H0006-08R · ST. LOUIS, MO 63103 | Advisory (Participants) | $49,510 |
Service code 26 · EIN 04-2675571 29 SAWYER ROAD · WALTHAM, MA 02453 | Advisory (Participants) | $45,885 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Participant contribution per participant is in the bottom quintile of the peer cohort.
Employer contribution per participant is in the bottom quintile of the peer cohort.
Annual investment return is in the bottom quintile of the peer cohort.
Assets per participant are in the bottom quintile of the peer cohort - savings-rate / match opportunity.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $6,933 | $152,104-95.4% | $184,256-96.2% | $106,553-93.5% |
| Participation rate | 34.7% | 85.9%-51.2pp | 86.8%-52.1pp | 69.8%-35.1pp |
| Annual return | 9.62% | 20.70%-11.1pp | 28.85%-19.2pp | 17.37%-7.8pp |
| Employer contribution / active EE | $272 | $5,326-94.9% | $6,427-95.8% | $3,359-91.9% |
| Participant deferral / active EE | $926 | $8,559-89.2% | $9,133-89.9% | $5,562-83.4% |
| Admin fee / account holder | $55 | $103-46.7% | $13,899-99.6% | $80-31.4% |