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| Provider | Service type | Compensation |
|---|---|---|
PRINCIPAL FINANCIAL GROUP1+ years Filed as: PRINCIPAL LIFE INSURANCE COMPANY Service code 13 · EIN 42-0127290 | Contract Administrator | $5,714,643 |
ASCENSUS LLC1+ years Filed as: ASCENSUS Service code 14 · EIN 21-0783600 | Plan Administrator | $522,065 |
PRINCIPAL FINANCIAL GROUP1+ years Filed as: PRINCIPAL SECURITIES INC Service code 49 · EIN 42-0941553 | Other Services | $280,981 |
PURSHE KAPLAN STERLING INV1+ years Filed as: PURSHE KAPLAN STERLING INVESTMENTS Service code 49 · EIN 13-3749682 | Other Services | $165,414 |
LPL FINANCIAL1+ years Filed as: LPL FINANCIAL LLC Service code 49 · EIN 95-2834236 | Other Services | $140,427 |
OSAIC WEALTH INC1+ years Service code 17 · EIN 93-0987232 | Pension Consulting | $134,586 |
PARK AVENUE SECURITIES LLC1+ years Filed as: PARK AVENUE SECURITIES Service code 27 · EIN 13-4023176 | Advisory (Plan) | $102,218 |
Service code 49 · EIN 41-0973005 | Other Services | $91,034 |
LPL FINANCIAL1+ years Filed as: LPL FINANCIAL LLC - RPCP Service code 27 · EIN 04-3046611 | Advisory (Plan) | $76,401 |
Service code 49 · EIN 52-2114207 | Other Services | $65,295 |
31 funds of $250K or more; 22 lines in all, holding $898M of the plan's $912M. From the 2025 filing. Recordkeeper: Principal.
Target-date series: Principal LifeTime, collective trust, 73% of fund dollars
| Fund | Dollars | % of funds% |
|---|---|---|
| Principal LifeTime Principal · Collective trust Target-date, 13 vintagesRecordkeeper's own fund | $658M | 73.3% |
| Fidelity 500 Index Fund Fidelity (FMR) · Mutual fund Index | $75.4M | 8.4% |
| Principal Blue Chip Separate Account Z Principal · Insurance contract Recordkeeper's own fund | $25.5M | 2.8% |
| Insurance Company General Account Principal Life Insurance Company Principal · Insurance contract Recordkeeper's own fund | $22.8M | 2.5% |
| Fidelity Total International Index Fund Fidelity (FMR) · Mutual fund Index | $19.3M | 2.2% |
| U.S. Large Cap Value Portfolio - Institutional Class Dimensional · Mutual fund | $13.6M | 1.5% |
| Principal MidCap S&P 400 Index Separate Account-Z Principal · Insurance contract IndexRecordkeeper's own fund | $11.4M | 1.3% |
| Fidelity U.S. Bond Index Fund Fidelity (FMR) · Mutual fund Index | $10.2M | 1.1% |
| Pgim Total Return Bond Fund Prudential (PGIM) · Mutual fund | $9.9M | 1.1% |
| Principal SmallCap S&P 600 Index Separate Account-Z Principal · Insurance contract IndexRecordkeeper's own fund | $9.0M | 1.0% |
Covers 71,097 large plans that list their funds in their annual filing. Updated Nov 3, 2026. Shares describe these plans, not the whole market.
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Participant contribution per participant is in the bottom quintile of the peer cohort.
Employer contribution per participant is in the bottom quintile of the peer cohort.
Assets per participant are in the bottom quintile of the peer cohort - savings-rate / match opportunity.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor signed off without reservation. This is the cleanest opinion.