Filed April 3, 2003
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
PRINCIPAL LIFE INSURANCE COMPANY10+ years Service code 13 · EIN 42-0127290 | Contract Administrator | $4,754,510 |
LPL FINANCIAL5 years Filed as: LPL FINANCIAL LLC - RPCP Service code 27 · EIN 04-3046611 | Advisory (Plan) | $196,731 |
FINANCIAL ENGINES1 year Filed as: EDELMAN FINANCIAL ENGINES, LLC Service code 26 · EIN 94-3250323 | Advisory (Participants) | $184,154 |
Annual investment return is in the bottom quintile of the peer cohort.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor signed off without reservation. This is the cleanest opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $59,016 | $73,283-19.5% | $155,567-62.1% | $106,408-44.5% |
| Participation rate | 87.7% | 73.3%+14.4pp | 78.2%+9.5pp | 69.9%+17.8pp |
| Annual return | 12.46% | 15.76%-3.3pp | 64.74%-52.3pp | 17.37%-4.9pp |
| Employer contribution / active EE | $1,054 | $2,241-53.0% | $4,674-77.5% | $3,361-68.7% |
| Participant deferral / active EE | $4,828 | $4,567+5.7% | $5,628-14.2% | $5,567-13.3% |
| Admin fee / account holder | $63 | $56+12.7% | $15,916-99.6% | $79-20.4% |