Filed April 3, 2003
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
PRINCIPAL LIFE INSURANCE COMPANY6+ years Service code 13 · EIN 42-0127290 | Contract Administrator | $4,951,523 |
LPL FINANCIAL1 year Filed as: LPL FINANCIAL LLC - RPCP Service code 27 · EIN 04-3046611 | Advisory (Plan) | $205,833 |
Annual investment return is in the bottom quintile of the peer cohort.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $53,774 | $66,513-19.2% | $178,490-69.9% | $106,222-49.4% |
| Participation rate | 83.5% | 73.8%+9.8pp | 81.9%+1.6pp | 70.8%+12.7pp |
| Annual return | 13.73% | 21.81%-8.1pp | 151.07%-137.3pp | 21.69%-8.0pp |
| Employer contribution / active EE | $1,032 | $1,776-41.9% | $5,011-79.4% | $2,723-62.1% |
| Participant deferral / active EE | $3,979 | $3,679+8.2% | $5,202-23.5% | $4,600-13.5% |
| Admin fee / account holder | $61 | $53+14.2% | $13,984-99.6% | $78-22.1% |