Filed September 20, 2006
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
Sign up free to preview peer percentile detail
Free accounts unlock saves, downloads, and 3-year history.
Sign up free to preview 10-year trajectory
Free accounts unlock saves, downloads, and 3-year history.
| Provider | Service type | Compensation |
|---|---|---|
AMERICAN UNITED LIFE INSURANCE CO10+ years Filed as: ONEAMERICA RETIREMENT SERVICES Service code 15 · EIN 46-5378846 | Recordkeeping | $472,963 |
MORGAN STANLEY SMITH BARNEY8 years Filed as: MORGAN STANLEY Service code 26 · EIN 36-3145972 | Advisory (Participants) | $104,382 |
HALBERT HARGROVE GLOBAL ADVISORS10+ years Filed as: HALBERT HARGROVE RUSSELL Service code 26 · EIN 33-0301336 | Advisory (Participants) | $73,501 |
WELLS FARGO BANK, N.A.8 years Filed as: WELLS FARGO ADVISORS Service code 26 · EIN 48-1305000 | Advisory (Participants) | $59,771 |
OPPENHEIMER5 years Service code 26 · EIN 13-6567518 | Advisory (Participants) | $57,421 |
RBC GLOBAL ASSET MANAGEMENT10+ years Filed as: CITY NATIONAL BANK Service code 19 · EIN 95-1780067 | Securities Custodian | $45,023 |
JP MORGAN INVESTMENT MANAGEMENT INC10+ years Filed as: TORTOISE INVESTMENT MANAGEMENT Service code 26 · EIN 20-1723529 | Advisory (Participants) | $26,077 |
MONOGRAPH WEALTH ADVISORS9 years Service code 26 · EIN 47-2324990 | Advisory (Participants) | $25,907 |
Service code 26 · EIN 20-0879944 | Advisory (Participants) | $21,878 |
MERRILL LYNCH PIERCE FENNER & SMITH10+ years Filed as: MERRILL LYNCH Service code 26 · EIN 13-3266276 | Advisory (Participants) | $20,795 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Assets per participant exceed $250,000 - top-decile high-value plan.
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $346,234 | $85,660+304.2% | $182,262+90.0% | $85,660+304.2% |
| Participation rate | 68.1% | 74.8%-6.7pp | 84.2%-16.1pp | 74.8%-6.7pp |
| Annual return | 10.38% | 19.52%-9.1pp | 140.60%-130.2pp | 19.52%-9.1pp |
| Employer contribution / active EE | $16,344 | $4,199+289.2% | $5,046+223.9% | $4,199+289.2% |
| Participant deferral / active EE | $12,562 | $3,518+257.0% | $8,276+51.8% | $3,518+257.0% |
| Admin fee / account holder | $310 | $224+38.6% | $16,712-98.1% | $224+38.6% |