Filed September 20, 2006
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
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| Provider | Service type | Compensation |
|---|---|---|
Filed as: ONEAMERICA RETIREMENT SERVICES Service code 15 · EIN 46-5378846 | Recordkeeping | $457,002 |
HALBERT HARGROVE GLOBAL ADVISORS8+ years Filed as: HALBERT HARGROVE RUSSELL Service code 26 · EIN 33-0301336 | Advisory (Participants) | $116,463 |
MORGAN STANLEY SMITH BARNEY6 years Filed as: MORGAN STANLEY Service code 26 · EIN 36-3145972 | Advisory (Participants) | $100,103 |
WELLS FARGO BANK, N.A.6 years Filed as: WELLS FARGO ADVISORS Service code 26 · EIN 48-1305000 | Advisory (Participants) | $44,254 |
RBC GLOBAL ASSET MANAGEMENT8+ years Filed as: CITY NATIONAL BANK Service code 19 · EIN 95-1780067 | Securities Custodian | $38,623 |
OPPENHEIMER3 years Service code 26 · EIN 13-6567518 | Advisory (Participants) | $35,057 |
MONOGRAPH WEALTH ADVISORS7 years Service code 26 · EIN 47-2324990 | Advisory (Participants) | $28,523 |
Filed as: MERRILL LYNCH Service code 26 · EIN 13-3266276 | Advisory (Participants) | $19,123 |
Filed as: TORTOISE INVESTMENT MANAGEMENT Service code 26 · EIN 20-1723529 | Advisory (Participants) | $16,879 |
Service code 26 · EIN 20-0879944 | Advisory (Participants) | $15,620 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Annual investment return is in the bottom quintile of the peer cohort.
Sponsor crossed the 100-balance-holder threshold in the most recent filing - large-plan audit requirement now applies.
Assets per participant exceed $250,000 - top-decile high-value plan.
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $314,953 | $107,415+193.2% | $135,998+131.6% | $80,187+292.8% |
| Participation rate | 92.2% | 78.0%+14.2pp | 81.9%+10.3pp | 72.9%+19.3pp |
| Annual return | 1.74% | 91.99%-90.3pp | 68.37%-66.6pp | 40.40%-38.7pp |
| Employer contribution / active EE | $19,768 | $3,878+409.7% | $4,860+306.8% | $2,980+563.4% |
| Participant deferral / active EE | $15,815 | $8,189+93.1% | $7,761+103.8% | $5,016+215.3% |
| Admin fee / account holder | $334 | $127+162.7% | $10,769-96.9% | $145+130.1% |