Filed September 20, 2006
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Filed as: ONEAMERICA RETIREMENT SERVICES Service code 15 · EIN 46-5378846 | Recordkeeping | $457,002 |
HALBERT HARGROVE GLOBAL ADVISORS8+ years Filed as: HALBERT HARGROVE RUSSELL Service code 26 · EIN 33-0301336 | Advisory (Participants) | $116,463 |
MORGAN STANLEY SMITH BARNEY6 years Filed as: MORGAN STANLEY Service code 26 · EIN 36-3145972 | Advisory (Participants) | $100,103 |
WELLS FARGO BANK, N.A.6 years Filed as: WELLS FARGO ADVISORS Service code 26 · EIN 48-1305000 | Advisory (Participants) | $44,254 |
RBC GLOBAL ASSET MANAGEMENT8+ years Filed as: CITY NATIONAL BANK Service code 19 · EIN 95-1780067 | Securities Custodian | $38,623 |
OPPENHEIMER3 years Service code 26 · EIN 13-6567518 | Advisory (Participants) | $35,057 |
MONOGRAPH WEALTH ADVISORS7 years Service code 26 · EIN 47-2324990 | Advisory (Participants) | $28,523 |
Filed as: MERRILL LYNCH Service code 26 · EIN 13-3266276 | Advisory (Participants) | $19,123 |
Filed as: TORTOISE INVESTMENT MANAGEMENT Service code 26 · EIN 20-1723529 | Advisory (Participants) | $16,879 |
Service code 26 · EIN 20-0879944 | Advisory (Participants) | $15,620 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Annual investment return is in the bottom quintile of the peer cohort.
Sponsor crossed the 100-balance-holder threshold in the most recent filing - large-plan audit requirement now applies.
Assets per participant exceed $250,000 - top-decile high-value plan.
The auditor signed off without reservation. This is the cleanest opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $314,953 | $107,459+193.1% | $135,903+131.7% | $80,160+292.9% |
| Participation rate | 92.2% | 78.0%+14.2pp | 81.9%+10.3pp | 72.9%+19.3pp |
| Annual return | 1.74% | 91.91%-90.2pp | 68.23%-66.5pp | 40.38%-38.6pp |
| Employer contribution / active EE | $19,768 | $3,877+409.8% | $4,856+307.1% | $2,978+563.8% |
| Participant deferral / active EE | $15,815 | $8,195+93.0% | $7,758+103.9% | $5,017+215.2% |
| Admin fee / account holder | $334 | $127+162.9% | $10,762-96.9% | $145+130.2% |