Filed September 20, 2006
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Filed as: ONEAMERICA RETIREMENT SERVICES Service code 15 · EIN 46-5378846 | Recordkeeping | $608,409 |
Filed as: MERRILL LYNCH Service code 26 · EIN 13-3266276 | Advisory (Participants) | $87,579 |
HALBERT HARGROVE GLOBAL ADVISORS2+ years Filed as: HALBERT HARGROVE RUSSELL Service code 26 · EIN 33-0301336 | Advisory (Participants) | $75,177 |
CHARLES SCHWAB & CO., INC.2+ years Filed as: SCHWAB Service code 26 · EIN 94-2904463 | Advisory (Participants) | $55,422 |
UBS FINANCIAL SERVICES INC2+ years Filed as: UBS FINANCIAL SERVICES Service code 26 · EIN 13-2638166 | Advisory (Participants) | $32,725 |
Service code 26 830 S SUPULVEDA BLVD. · EL SEGUNDO, CA 90245 | Advisory (Participants) | $19,030 |
SANDFORD BERNSTEIN2+ years Service code 26 1999 AVENUE OF THE STARS · LOS ANGELES, CA 90067 | Advisory (Participants) | $18,126 |
STONNINGTON INVESTMENT ADVISORS2+ years Service code 26 · EIN 20-0572663 | Advisory (Participants) | $16,167 |
TD AMERITRADE, INC.2+ years Filed as: TD AMERITRADE Service code 26 · EIN 47-0533629 | Advisory (Participants) | $13,829 |
RBC GLOBAL ASSET MANAGEMENT2+ years Filed as: CITY NATIONAL BANK Service code 26 · EIN 36-3145972 | Advisory (Participants) | $13,328 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Annual investment return is in the bottom quintile of the peer cohort.
Assets per participant exceed $250,000 - top-decile high-value plan.
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $257,408 | $96,458+166.9% | $136,294+88.9% | $77,958+230.2% |
| Participation rate | 87.1% | 75.4%+11.7pp | 81.9%+5.2pp | 71.6%+15.4pp |
| Annual return | 12.38% | 23.78%-11.4pp | 5155.94%-5143.6pp | 20.87%-8.5pp |
| Employer contribution / active EE | $18,061 | $3,144+474.5% | $4,695+284.7% | $2,310+681.7% |
| Participant deferral / active EE | $8,850 | $5,902+49.9% | $6,247+41.7% | $3,537+150.2% |
| Admin fee / account holder | $375 | $80+365.8% | $9,243-95.9% | $97+284.8% |