Filed September 20, 2006
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Filed as: ONEAMERICA RETIREMENT SERVICES Service code 15 · EIN 46-5378846 | Recordkeeping | $514,926 |
MORGAN STANLEY SMITH BARNEY7 years Filed as: MORGAN STANLEY Service code 26 · EIN 36-3145972 | Advisory (Participants) | $109,122 |
HALBERT HARGROVE GLOBAL ADVISORS9+ years Filed as: HALBERT HARGROVE RUSSELL Service code 26 · EIN 33-0301336 | Advisory (Participants) | $90,386 |
WELLS FARGO BANK, N.A.7 years Filed as: WELLS FARGO ADVISORS Service code 26 · EIN 48-1305000 | Advisory (Participants) | $52,028 |
OPPENHEIMER4 years Service code 26 · EIN 13-6567518 | Advisory (Participants) | $46,186 |
RBC GLOBAL ASSET MANAGEMENT9+ years Filed as: CITY NATIONAL BANK Service code 19 · EIN 95-1780067 | Securities Custodian | $42,925 |
MONOGRAPH WEALTH ADVISORS8 years Service code 26 · EIN 47-2324990 | Advisory (Participants) | $30,010 |
Filed as: TORTOISE INVESTMENT MANAGEMENT Service code 26 · EIN 20-1723529 | Advisory (Participants) | $23,185 |
Filed as: MERRILL LYNCH Service code 26 · EIN 13-3266276 | Advisory (Participants) | $21,904 |
Service code 26 · EIN 20-0879944 | Advisory (Participants) | $18,647 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Assets per participant exceed $250,000 - top-decile high-value plan.
The auditor signed off without reservation. This is the cleanest opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $356,856 | $122,186+192.1% | $146,958+142.8% | $199,593+78.8% |
| Participation rate | 96.9% | 78.3%+18.6pp | 82.2%+14.7pp | 72.0%+24.9pp |
| Annual return | 18.83% | 30.56%-11.7pp | 418.34%-399.5pp | 34.25%-15.4pp |
| Employer contribution / active EE | $23,080 | $4,093+463.9% | $4,933+367.9% | $3,034+660.7% |
| Participant deferral / active EE | $15,090 | $8,502+77.5% | $8,070+87.0% | $5,087+196.7% |
| Admin fee / account holder | $349 | $179+95.5% | $12,998-97.3% | $269+30.0% |