Filed September 20, 2006
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Filed as: ONEAMERICA RETIREMENT SERVICES Service code 15 · EIN 46-5378846 | Recordkeeping | $519,250 |
MORGAN STANLEY SMITH BARNEY2 years Filed as: MORGAN STANLEY Service code 26 · EIN 36-3145972 | Advisory (Participants) | $147,537 |
Filed as: MERRILL LYNCH Service code 26 · EIN 13-3266276 | Advisory (Participants) | $101,053 |
HALBERT HARGROVE GLOBAL ADVISORS4+ years Filed as: HALBERT HARGROVE RUSSELL Service code 26 · EIN 33-0301336 | Advisory (Participants) | $91,489 |
WELLS FARGO BANK, N.A.2 years Filed as: WELLS FARGO ADVISORS Service code 26 1515 W. 22ND STREET · OAKBROOK, IL 60523 | Advisory (Participants) | $30,583 |
MONOGRAPH WEALTH ADVISORS3 years Service code 26 830 S SUPULVEDA BLVD. · EL SEGUNDO, CA 90245 | Advisory (Participants) | $27,833 |
RBC GLOBAL ASSET MANAGEMENT4+ years Filed as: CITY NATIONAL BANK Service code 26 · EIN 36-3145972 | Advisory (Participants) | $25,707 |
SANDFORD BERNSTEIN4+ years Service code 26 1999 AVENUE OF THE STARS · LOS ANGELES, CA 90067 | Advisory (Participants) | $23,702 |
PALO CAPITAL2 years Service code 26 888 SAN CLEMENTE DRIVE · NEWPORT BEACH, CA 92660 | Advisory (Participants) | $17,817 |
RBC WEALTH MANAGEMENT4+ years Service code 26 345 CALIFORNIA STREET · SAN FRANCISCO, CA 94104 | Advisory (Participants) | $17,483 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Annual investment return is in the bottom quintile of the peer cohort.
Assets per participant exceed $250,000 - top-decile high-value plan.
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $275,822 | $101,523+171.7% | $141,162+95.4% | $77,787+254.6% |
| Participation rate | 85.3% | 77.4%+8.0pp | 82.5%+2.9pp | 73.2%+12.1pp |
| Annual return | 3.70% | 56.22%-52.5pp | 71.39%-67.7pp | 32.57%-28.9pp |
| Employer contribution / active EE | $17,565 | $3,341+425.7% | $4,735+271.0% | $2,504+601.3% |
| Participant deferral / active EE | $10,715 | $6,434+66.6% | $6,709+59.7% | $3,967+170.1% |
| Admin fee / account holder | $440 | $92+380.7% | $10,261-95.7% | $100+339.7% |