Filed September 20, 2006
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Filed as: ONEAMERICA RETIREMENT SERVICES Service code 15 · EIN 46-5378846 | Recordkeeping | $514,013 |
MORGAN STANLEY SMITH BARNEY3 years Filed as: MORGAN STANLEY Service code 26 · EIN 36-3145972 | Advisory (Participants) | $149,589 |
Filed as: MERRILL LYNCH Service code 26 · EIN 13-3266276 | Advisory (Participants) | $112,197 |
HALBERT HARGROVE GLOBAL ADVISORS5+ years Filed as: HALBERT HARGROVE RUSSELL Service code 26 · EIN 33-0301336 | Advisory (Participants) | $96,260 |
WELLS FARGO BANK, N.A.3 years Filed as: WELLS FARGO ADVISORS Service code 26 1515 W. 22ND STREET · OAKBROOK, IL 60523 | Advisory (Participants) | $35,552 |
TD AMERITRADE, INC.5+ years Filed as: TD AMERITRADE Service code 26 · EIN 47-0533629 | Advisory (Participants) | $31,057 |
RBC GLOBAL ASSET MANAGEMENT5+ years Filed as: CITY NATIONAL BANK Service code 26 · EIN 36-3145972 | Advisory (Participants) | $30,653 |
MONOGRAPH WEALTH ADVISORS4 years Service code 26 830 S SUPULVEDA BLVD. · EL SEGUNDO, CA 90245 | Advisory (Participants) | $28,697 |
SANDFORD BERNSTEIN5+ years Service code 26 1999 AVENUE OF THE STARS · LOS ANGELES, CA 90067 | Advisory (Participants) | $19,991 |
RBC WEALTH MANAGEMENT5+ years Service code 26 345 CALIFORNIA STREET · SAN FRANCISCO, CA 94104 | Advisory (Participants) | $18,801 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Annual investment return is in the bottom quintile of the peer cohort.
Assets per participant exceed $250,000 - top-decile high-value plan.
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $287,787 | $127,481+125.7% | $149,696+92.2% | $90,288+218.7% |
| Participation rate | 87.6% | 78.2%+9.4pp | 82.5%+5.1pp | 73.4%+14.2pp |
| Annual return | 7.84% | 57.78%-49.9pp | 276.60%-268.8pp | 53.97%-46.1pp |
| Employer contribution / active EE | $18,237 | $3,448+428.9% | $4,644+292.7% | $2,524+622.5% |
| Participant deferral / active EE | $11,336 | $6,975+62.5% | $6,842+65.7% | $4,232+167.9% |
| Admin fee / account holder | $451 | $152+197.1% | $9,309-95.2% | $114+295.1% |