Filed September 20, 2006
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Filed as: ONEAMERICA RETIREMENT SERVICES Service code 15 · EIN 46-5378846 | Recordkeeping | $327,326 |
MORGAN STANLEY SMITH BARNEY4 years Filed as: MORGAN STANLEY Service code 26 · EIN 36-3145972 | Advisory (Participants) | $239,363 |
HALBERT HARGROVE GLOBAL ADVISORS6+ years Filed as: HALBERT HARGROVE RUSSELL Service code 26 · EIN 33-0301336 | Advisory (Participants) | $83,384 |
WELLS FARGO BANK, N.A.4 years Filed as: WELLS FARGO ADVISORS Service code 26 1515 W. 22ND STREET · OAKBROOK, IL 60523 | Advisory (Participants) | $41,170 |
MONOGRAPH WEALTH ADVISORS5 years Service code 26 830 S SUPULVEDA BLVD. · EL SEGUNDO, CA 90245 | Advisory (Participants) | $31,100 |
OPPENHEIMER1 year Service code 26 666 THIRD AVENUE, 13TH FLOOR · NEW YORK, NY 10017 | Advisory (Participants) | $28,151 |
RBC GLOBAL ASSET MANAGEMENT6+ years Filed as: CITY NATIONAL BANK Service code 26 · EIN 36-3145972 | Advisory (Participants) | $24,354 |
RBC WEALTH MANAGEMENT6+ years Service code 26 345 CALIFORNIA STREET · SAN FRANCISCO, CA 94104 | Advisory (Participants) | $23,703 |
Filed as: MERRILL LYNCH Service code 26 · EIN 13-3266276 | Advisory (Participants) | $19,542 |
PALO CAPITAL4 years Service code 26 888 SAN CLEMENTE DRIVE · NEWPORT BEACH, CA 92660 | Advisory (Participants) | $19,077 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Assets per participant exceed $250,000 - top-decile high-value plan.
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $358,947 | $120,450+198.0% | $159,436+125.1% | $93,030+285.8% |
| Participation rate | 87.4% | 78.0%+9.4pp | 82.8%+4.5pp | 73.9%+13.5pp |
| Annual return | 28.24% | 27.11%+1.1pp | 263.57%-235.3pp | 158.70%-130.5pp |
| Employer contribution / active EE | $18,948 | $3,526+437.5% | $4,829+292.4% | $2,706+600.3% |
| Participant deferral / active EE | $11,691 | $7,283+60.5% | $7,352+59.0% | $4,562+156.3% |
| Admin fee / account holder | $377 | $137+176.1% | $10,799-96.5% | $152+148.9% |