Filed April 25, 2001 (most recent of 2 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Filed as: EMPOWER ANNUITY INSURANCE COMPANY O Service code 64 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Recordkeeping Fees | $1,458,621 |
Service code 27 PO BOX 198928 · NASHVILLE, TN 37238 | Advisory (Plan) | $243,750 |
ROBERTS & HOLLAND2 years Filed as: ROBERTS & HOLLAND LLP Service code 29 825 8TH AVE · NEW YORK, NY 10019 | Legal | $196,920 |
Filed as: AUDIT AND TAX SOLUTIONS CPAS, INC Service code 10 2542 BASCOM AVE SUITE 295 · CAMPBELL, CA 95008 | Accounting | $41,000 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor signed off without reservation. This is the cleanest opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $78,569 | $106,408-26.2% | $129,295-39.2% | $106,408-26.2% |
| Participation rate | 60.7% | 69.9%-9.2pp | 69.6%-8.9pp | 69.9%-9.2pp |
| Annual return | 14.28% | 17.37%-3.1pp | 9429.28%-9415.0pp | 17.37%-3.1pp |
| Employer contribution / active EE | $886 | $3,361-73.6% | $4,157-78.7% | $3,361-73.6% |
| Participant deferral / active EE | $3,602 | $5,567-35.3% | $4,169-13.6% | $5,567-35.3% |
| Admin fee / account holder | $87 | $79+9.3% | $7,665-98.9% | $79+9.3% |