Filed April 25, 2001 (most recent of 2 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
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| Provider | Service type | Compensation |
|---|---|---|
Service code 13 · EIN 06-1050034 | Contract Administrator | $1,396,784 |
Filed as: PRUDENTIAL INSURANCE CO. Service code 51 · EIN 22-1211670 | Investment Mgmt Fees | $1,013,141 |
UBS FINANCIAL SERVICES INC3 years Filed as: UBS FINANCIAL SERVICES INC. Service code 16 · EIN 13-2638166 | Consulting | $430,292 |
Filed as: PRUDENTIAL TRUST CO Service code 51 · EIN 23-6994310 | Investment Mgmt Fees | $312,877 |
ROBERTS & HOLLAND4+ years Service code 29 · EIN 13-1833405 | Legal | $92,277 |
AUDIT AND TAX SOLUTIONS2 years Filed as: AUDIT AND TAX SOLUTIONS CPAS, INC Service code 10 · EIN 94-3211753 | Accounting | $55,000 |
Filed as: PRUDENTIAL INVESTMENT MANAGEMENT Service code 63 · EIN 13-4122960 | 12b-1 Fees | $273 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $52,331 | $73,367-28.7% | $121,220-56.8% | $73,367-28.7% |
| Participation rate | 62.1% | 69.5%-7.4pp | 71.8%-9.7pp | 69.5%-7.4pp |
| Annual return | 9.73% | 173.45%-163.7pp | 16.94%-7.2pp | 173.45%-163.7pp |
| Employer contribution / active EE | $658 | $2,499-73.7% | $4,023-83.6% | $2,499-73.7% |
| Participant deferral / active EE | $2,578 | $4,033-36.1% | $3,345-22.9% | $4,033-36.1% |
| Admin fee / account holder | $70 | $68+1.8% | $5,021-98.6% | $68+1.8% |