Filed April 25, 2001 (most recent of 2 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
| Provider | Service type | Compensation |
|---|---|---|
Service code 13 · EIN 06-1050034 | Contract Administrator | $1,560,622 |
Filed as: PRUDENTIAL INSURANCE CO, Service code 51 · EIN 22-1211670 | Investment Mgmt Fees | $869,557 |
Filed as: PRUDENTIAL TRUST CO. Service code 51 · EIN 23-6994310 | Investment Mgmt Fees | $397,640 |
UBS FINANCIAL SERVICES INC7+ years Filed as: UBS FINANCIAL SERVICES, INC. Service code 16 · EIN 13-2638166 | Consulting | $371,789 |
ROBERTS & HOLLAND7+ years Service code 29 · EIN 13-1833405 | Legal | $187,503 |
AUDIT AND TAX SOLUTIONS1 year Filed as: AUDIT & TAX SOLUTIONS CPA INC Service code 10 · EIN 94-3211753 | Accounting | $37,250 |
Annual investment return is in the bottom quintile of the peer cohort.
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $74,913 | $106,520-29.7% | $142,908-47.6% | $106,520-29.7% |
| Participation rate | 72.2% | 71.3%+0.9pp | 72.0%+0.3pp | 71.3%+0.9pp |
| Annual return | 12.20% | 19.28%-7.1pp | 5640.16%-5628.0pp | 19.28%-7.1pp |
| Employer contribution / active EE | $717 | $2,840-74.8% | $4,146-82.7% | $2,840-74.8% |
| Participant deferral / active EE | $3,328 | $4,948-32.7% | $3,838-13.3% | $4,948-32.7% |
| Admin fee / account holder | $78 | $75+5.2% | $6,560-98.8% | $75+5.2% |