Filed April 25, 2001 (most recent of 2 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Filed as: THE PRUDENTIAL INSURANCE COMPANY OF Service code 51 · EIN 22-1211670 | Investment Mgmt Fees | $1,865,301 |
Service code 13 · EIN 06-1050034 | Contract Administrator | $1,025,443 |
UBS FINANCIAL SERVICES INC4 years Filed as: UBS FINANCIAL SERVICES INC. Service code 16 · EIN 13-2638166 | Consulting | $437,156 |
Filed as: PRUDENTIAL TRUST CO. Service code 51 · EIN 23-6994310 | Investment Mgmt Fees | $338,384 |
ROBERTS & HOLLAND5+ years Service code 29 · EIN 13-1833405 | Legal | $133,136 |
LAS VEGAS COLOR GRAPHICS, INC1 year Service code 49 · EIN 65-0919583 | Other Services | $66,708 |
Filed as: AUDIT AND TAX SOLUTIONS CPAS, INC Service code 10 · EIN 94-3211753 | Accounting | $36,750 |
Filed as: PRUDENTIAL INVESTMENT MANAGEMENT SE Service code 63 · EIN 13-4122960 | 12b-1 Fees | $461 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $62,393 | $89,569-30.3% | $130,648-52.2% | $89,569-30.3% |
| Participation rate | 62.4% | 69.6%-7.2pp | 71.7%-9.3pp | 69.6%-7.2pp |
| Annual return | 21.28% | 34.56%-13.3pp | 1708.96%-1687.7pp | 34.56%-13.3pp |
| Employer contribution / active EE | $675 | $2,584-73.9% | $4,092-83.5% | $2,584-73.9% |
| Participant deferral / active EE | $2,824 | $4,220-33.1% | $3,603-21.6% | $4,220-33.1% |
| Admin fee / account holder | $84 | $72+17.9% | $5,464-98.5% | $72+17.9% |