Filed April 25, 2001 (most recent of 2 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
| Provider | Service type | Compensation |
|---|---|---|
Filed as: EMPOWER ANNUITY INSURANCE COMPANY O Service code 64 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Recordkeeping Fees | $1,458,621 |
Service code 27 PO BOX 198928 · NASHVILLE, TN 37238 | Advisory (Plan) | $243,750 |
ROBERTS & HOLLAND2 years Filed as: ROBERTS & HOLLAND LLP Service code 29 825 8TH AVE · NEW YORK, NY 10019 | Legal | $196,920 |
AUDIT AND TAX SOLUTIONS8 years Filed as: AUDIT AND TAX SOLUTIONS CPAS, INC Service code 10 2542 BASCOM AVE SUITE 295 · CAMPBELL, CA 95008 | Accounting | $41,000 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $78,569 | $106,553-26.3% | $129,406-39.3% | $106,553-26.3% |
| Participation rate | 60.7% | 69.8%-9.1pp | 69.6%-9.0pp | 69.8%-9.1pp |
| Annual return | 14.28% | 17.37%-3.1pp | 9468.18%-9453.9pp | 17.37%-3.1pp |
| Employer contribution / active EE | $886 | $3,359-73.6% | $4,155-78.7% | $3,359-73.6% |
| Participant deferral / active EE | $3,602 | $5,562-35.3% | $4,167-13.6% | $5,562-35.3% |
| Admin fee / account holder | $87 | $80+8.7% | $7,689-98.9% | $80+8.7% |