Filed April 25, 2001 (most recent of 2 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
| Provider | Service type | Compensation |
|---|---|---|
Filed as: PRUDENTIAL INSURANCE CO Service code 51 · EIN 22-1211670 | Investment Mgmt Fees | $1,079,293 |
UBS FINANCIAL SERVICES INC2 years Filed as: UBS FINANCIAL SERVICES INC. Service code 16 · EIN 13-2638166 | Consulting | $420,048 |
Service code 13 · EIN 06-1050034 | Contract Administrator | $285,911 |
Filed as: PRUDENTIAL TRUST CO Service code 51 · EIN 23-6994310 | Investment Mgmt Fees | $278,813 |
ROBERTS & HOLLAND3+ years Service code 29 · EIN 13-1833405 | Legal | $93,768 |
AUDIT AND TAX SOLUTIONS1 year Filed as: AUDIT AND TAX SOLUTIONS CPAS, INC Service code 10 · EIN 94-3211753 | Accounting | $35,250 |
RAPID COLOR3+ years Service code 38 · EIN 88-0268912 | Participant Communication | $10,352 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $54,854 | $80,976-32.3% | $122,354-55.2% | $80,976-32.3% |
| Participation rate | 60.0% | 68.3%-8.3pp | 71.6%-11.6pp | 68.3%-8.3pp |
| Annual return | 15.86% | 22.91%-7.0pp | 30.28%-14.4pp | 22.91%-7.0pp |
| Employer contribution / active EE | $611 | $2,402-74.6% | $4,051-84.9% | $2,402-74.6% |
| Participant deferral / active EE | $2,340 | $3,848-39.2% | $3,287-28.8% | $3,848-39.2% |
| Admin fee / account holder | $36 | $67-47.0% | $5,479-99.3% | $67-47.0% |