Filed April 25, 2001 (most recent of 2 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
| Provider | Service type | Compensation |
|---|---|---|
Filed as: EMPOWER ANNUITY INSURANCE COMPANY Service code 13 · EIN 06-1050034 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Contract Administrator | $1,556,864 |
UBS FINANCIAL SERVICES INC9+ years Filed as: UBS FINANCIAL SERVICES, INC. Service code 16 · EIN 13-2638166 | Consulting | $350,000 |
ROBERTS & HOLLAND1 year Filed as: ROBERTS & HOLLAND LLP Service code 29 · EIN 13-1833405 825 8TH AVE · NEW YORK, NY 10019 | Legal | $269,844 |
AUDIT AND TAX SOLUTIONS3 years Filed as: AUDIT & TAX SOLUTIONS CPA INC Service code 17 · EIN 94-3211753 | Pension Consulting | $38,000 |
Filed as: PRUDENTIAL INVESTMENT MANAGEMENT Service code 63 · EIN 13-4122960 | 12b-1 Fees | $210 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $70,731 | $96,393-26.6% | $121,214-41.6% | $96,393-26.6% |
| Participation rate | 59.3% | 71.3%-11.9pp | 69.5%-10.2pp | 71.3%-11.9pp |
| Annual return | 16.12% | 22.88%-6.8pp | 987.67%-971.5pp | 22.88%-6.8pp |
| Employer contribution / active EE | $833 | $3,239-74.3% | $4,171-80.0% | $3,239-74.3% |
| Participant deferral / active EE | $3,355 | $5,455-38.5% | $4,084-17.8% | $5,455-38.5% |
| Admin fee / account holder | $79 | $74+7.2% | $5,647-98.6% | $74+7.2% |