Filed April 25, 2001 (most recent of 2 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Service code 13 · EIN 06-1050034 | Contract Administrator | $1,647,785 |
Filed as: THE PRUDENTIAL INSURANCE COMPANY OF Service code 51 · EIN 22-1211670 | Investment Mgmt Fees | $930,239 |
UBS FINANCIAL SERVICES INC6+ years Filed as: UBS FINANCIAL SERVICES, INC. Service code 16 · EIN 13-2638166 | Consulting | $437,156 |
Filed as: PRUDENTIAL TRUST CO. Service code 51 · EIN 23-6994310 | Investment Mgmt Fees | $380,550 |
ROBERTS & HOLLAND6+ years Service code 29 · EIN 13-1833405 | Legal | $164,401 |
Filed as: AUDIT & TAX SOLUTIONS CPA'S INC Service code 10 · EIN 94-3211753 | Accounting | $37,250 |
Filed as: PRUDENTIAL INVESTMENT MANAGEMENT SE Service code 63 · EIN 13-4122960 | 12b-1 Fees | $207 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor signed off without reservation. This is the cleanest opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $72,677 | $106,222-31.6% | $134,143-45.8% | $106,222-31.6% |
| Participation rate | 65.8% | 70.8%-5.1pp | 72.2%-6.4pp | 70.8%-5.1pp |
| Annual return | 13.83% | 21.69%-7.9pp | 36.33%-22.5pp | 21.69%-7.9pp |
| Employer contribution / active EE | $570 | $2,723-79.1% | $3,704-84.6% | $2,723-79.1% |
| Participant deferral / active EE | $2,647 | $4,600-42.5% | $3,499-24.4% | $4,600-42.5% |
| Admin fee / account holder | $88 | $78+12.0% | $6,684-98.7% | $78+12.0% |