Filed January 13, 2015 (most recent of 3 filings on file)
| Provider | Service type | Compensation |
|---|---|---|
SMITH ANGLIN FINANCIAL LLC9 years Service code 26 · EIN 26-0778361 | Advisory (Participants) | $1,993,618 |
LEADING EDGE3 years Service code 26 · EIN 47-4221739 | Advisory (Participants) | $1,096,729 |
FISHER INVESTMENTS9 years Service code 26 · EIN 20-2480800 | Advisory (Participants) | $716,470 |
Filed as: TOTAL INVESTMENT MANAGEMENT IN Service code 26 · EIN 86-0912979 | Advisory (Participants) | $521,575 |
CHARLES SCHWAB & CO., INC.9 years Filed as: SCHWAB RETIREMENT PLAN SERVICES,INC Service code 15 · EIN 34-1479833 | Recordkeeping | $371,728 |
Service code 26 · EIN 27-4826969 | Advisory (Participants) | $301,994 |
SYMPHONY RISK SOLUTIONS, LLC3 years Service code 28 · EIN 75-1430195 | Investment Management | $258,306 |
CHARLES SCHWAB & CO., INC.2 years Filed as: CHARLES SCHWAB AND CO.,INC. Service code 33 · EIN 94-1737782 | Other fees; Shareholder servicing fee... | $206,048 |
ACT WEALTH MANAGEMENT LLC6 years Service code 26 · EIN 27-4100156 | Advisory (Participants) | $194,716 |
HAMILTON CAPITAL LLC6 years Service code 26 · EIN 83-3000171 | Advisory (Participants) | $121,583 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Plan reported corrective distributions (failed ADP/ACP testing).
Assets per participant exceed $250,000 - top-decile high-value plan.
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $895,436 | $140,910+535.5% | $76,030+1077.7% | $106,553+740.4% |
| Participation rate | 99.1% | 64.1%+34.9pp | 69.1%+30.0pp | 69.8%+29.3pp |
| Annual return | 24.26% | 16.51%+7.7pp | 361.54%-337.3pp | 17.37%+6.9pp |
| Employer contribution / active EE | $43,037 | $5,354+703.8% | $2,688+1501.3% | $3,359+1181.4% |
| Participant deferral / active EE | $20,744 | $5,004+314.6% | $4,257+387.3% | $5,562+272.9% |
| Admin fee / account holder | $596 | $117+408.2% | $6,421-90.7% | $80+648.6% |