Filed January 13, 2015 (most recent of 3 filings on file)
| Provider | Service type | Compensation |
|---|---|---|
SMITH ANGLIN FINANCIAL LLC6 years Service code 26 · EIN 26-0778361 | Advisory (Participants) | $1,125,864 |
LEADING EDGE4 years Filed as: LEADING EDGE FINANCIAL PLANNIN Service code 26 · EIN 47-4221739 | Advisory (Participants) | $538,051 |
Filed as: TOTAL INVESTMENT MANAGEMENT IN Service code 26 · EIN 86-0912979 | Advisory (Participants) | $465,930 |
FISHER INVESTMENTS6 years Service code 26 · EIN 20-2480800 | Advisory (Participants) | $413,814 |
CHARLES SCHWAB & CO., INC.6 years Filed as: SCHWAB RETIREMENT PLAN SERVICES,INC Service code 15 · EIN 34-1479833 | Recordkeeping | $395,796 |
Service code 26 · EIN 27-4826969 | Advisory (Participants) | $178,912 |
CALLAN ASSOCIATES2 years Filed as: CALLAN LLC Service code 28 · EIN 94-2192581 | Investment Management | $165,013 |
CHARLES SCHWAB & CO., INC.7+ years Service code 33 · EIN 94-1737782 | Securities brokerage commissions and ... | $155,202 |
THE SEGAL COMPANY6 years Filed as: SEGAL SELECT INSURANCE SERVICE Service code 28 · EIN 46-0619194 | Investment Management | $123,988 |
HAMILTON CAPITAL LLC3 years Service code 26 · EIN 83-3000171 | Advisory (Participants) | $106,394 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Plan reported corrective distributions (failed ADP/ACP testing).
Assets per participant exceed $250,000 - top-decile high-value plan.
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $855,719 | $107,339+697.2% | $85,708+898.4% | $101,555+742.6% |
| Participation rate | 99.4% | 73.0%+26.4pp | 69.9%+29.5pp | 74.5%+24.8pp |
| Annual return | 15.40% | 20.15%-4.7pp | 21.49%-6.1pp | 21.00%-5.6pp |
| Employer contribution / active EE | $33,329 | $3,291+912.8% | $2,618+1173.0% | $2,972+1021.4% |
| Participant deferral / active EE | $18,195 | $4,375+315.9% | $3,922+363.9% | $4,874+273.3% |
| Admin fee / account holder | $463 | $106+335.4% | $6,876-93.3% | $139+232.0% |