Filed January 13, 2015 (most recent of 3 filings on file)
| Provider | Service type | Compensation |
|---|---|---|
Filed as: TOTAL INVESTMENT MANAGEMENT IN Service code 26 · EIN 86-0912979 | Advisory (Participants) | $451,108 |
CHARLES SCHWAB & CO., INC.4 years Filed as: SCHWAB RETIREMENT PLAN SERVICES,INC Service code 15 · EIN 34-1479833 | Recordkeeping | $409,881 |
SMITH ANGLIN FINANCIAL LLC4 years Service code 26 · EIN 26-0778361 | Advisory (Participants) | $407,618 |
LEADING EDGE2 years Filed as: LEADING EDGE FINANCIAL PLANNIN Service code 26 · EIN 47-4221739 | Advisory (Participants) | $302,323 |
CHARLES SCHWAB & CO., INC.5+ years Service code 33 · EIN 94-1737782 | Other investment fees and expenses; D... | $281,976 |
FISHER INVESTMENTS4 years Service code 26 · EIN 20-2480800 | Advisory (Participants) | $166,092 |
CALLAN ASSOCIATES3 years Filed as: CALLAN ASSOCIATES, INC Service code 28 · EIN 94-2192581 | Investment Management | $165,000 |
THE SEGAL COMPANY4 years Filed as: SEGAL SELECT INSURANCE SERVICE Service code 28 · EIN 46-0619194 | Investment Management | $122,252 |
Service code 26 · EIN 27-4826969 | Advisory (Participants) | $70,949 |
HAMILTON CAPITAL LLC1 year Service code 26 · EIN 83-3000171 | Advisory (Participants) | $56,238 |
Plan reported corrective distributions (failed ADP/ACP testing).
Assets per participant exceed $250,000 - top-decile high-value plan.
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $607,497 | $71,757+746.6% | $75,906+700.3% | $82,204+639.0% |
| Participation rate | 99.6% | 69.0%+30.7pp | 69.3%+30.3pp | 73.4%+26.2pp |
| Annual return | 22.10% | 22.77%-0.7pp | 30.73%-8.6pp | 26.31%-4.2pp |
| Employer contribution / active EE | $29,879 | $2,325+1184.9% | $2,501+1094.5% | $2,707+1003.7% |
| Participant deferral / active EE | $16,883 | $3,327+407.5% | $3,604+368.5% | $4,246+297.7% |
| Admin fee / account holder | $268 | $87+209.1% | $5,421-95.1% | $76+254.8% |