Filed January 13, 2015 (most recent of 3 filings on file)
| Provider | Service type | Compensation |
|---|---|---|
Filed as: TOTAL INVESTMENT MANAGEMENT INC Service code 26 · EIN 86-0912979 | Advisory (Participants) | $406,942 |
CHARLES SCHWAB & CO., INC.2+ years Service code 33 · EIN 94-1737782 | Direct payment from the plan; Other i... | $305,237 |
Filed as: GREAT-WEST LIFE & ANNUITY INS CO Service code 50 · EIN 84-0467907 | Direct Payment | $199,861 |
VERUS2+ years Filed as: VERUS ADVISORY INC Service code 28 · EIN 91-1320111 | Investment Management | $190,000 |
Filed as: SCHWAB RETIREMENT PLAN SERVICES,INC Service code 15 · EIN 34-1479833 | Recordkeeping | $138,357 |
LEADING EDGE1 year Filed as: LEADING EDGE FINANCIAL PLANNING Service code 26 · EIN 47-4221739 | Advisory (Participants) | $77,799 |
THE SEGAL COMPANY1 year Filed as: SEGAL SELECT INSURANCE SERVICE Service code 28 · EIN 46-0619194 | Investment Management | $54,597 |
Filed as: HAMILTON CAPITAL MANAGEMENT INC Service code 26 · EIN 31-1515316 | Advisory (Participants) | $49,802 |
FISHER INVESTMENTS1 year Service code 26 · EIN 20-2480800 | Advisory (Participants) | $46,066 |
Service code 26 · EIN 26-0778361 | Advisory (Participants) | $41,043 |
Plan reported corrective distributions (failed ADP/ACP testing).
Assets per participant exceed $250,000 - top-decile high-value plan.
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $469,139 | $56,606+728.8% | $67,836+591.6% | $65,292+618.5% |
| Participation rate | 98.8% | 62.4%+36.3pp | 68.8%+30.0pp | 72.4%+26.3pp |
| Annual return | 10.96% | 16.19%-5.2pp | 138.49%-127.5pp | 11.84%-0.9pp |
| Employer contribution / active EE | $20,583 | $1,797+1045.2% | $2,404+756.3% | $2,302+794.2% |
| Participant deferral / active EE | $18,304 | $2,804+552.9% | $3,160+479.2% | $3,579+411.5% |
| Admin fee / account holder | $178 | $57+214.5% | $4,621-96.1% | $57+210.3% |