CHARLES SCHWAB & CO., INC.
473 known aliases resolved via the canonical alias map
Market position · 2024
Plans served2,983+146 YoYRank #8 of mapped providers
Assets under administration$913.9B1.0%Market share · rank #12
Fees received$520MMedian $7,088/planSum across Schedule C direct + indirect
Net wins YoY+155559 won · 404 lostPlan-level switch detection
Plans served · 5-year trajectory
Market-share plans percent annotated. Bar height is raw plan count.
Customer-base shape
What does a typical CHARLES SCHWAB & CO., INC. plan look like?
Service mix · median fees per plan
Count of plans where CHARLES SCHWAB & CO., INC. ships each service code, and the median compensation they report under it.
| Service | Plans | Median fees | Distribution |
|---|---|---|---|
Sub-transfer agency fees; Other fees; Shareholder servicing fees; Securities brokerageCode 33 | 983 | $302 | |
Sub-transfer agency fees; Shareholder servicing feesCode 59 | 919 | $0 | |
Trustee (directed); Recordkeeping and information management (computing, tabulating, data processing, etc.)Code 15 | 883 | $61,662 | |
Trustee (directed); Trustee (bank, trust company, or similar financial institution); Custodial (securities)Code 19 | 798 | $4,569 | |
Other feesCode 99 | 157 | $0 | |
Trustee (directed); Trustee (bank, trust company, or similar financial institution); Shareholder servicing fees; Custodial (securities); Custodial (other than securities); Investment managementCode 18 | 105 | $2,739 | |
Shareholder servicing fees; Securities brokerage commissions and fees; Investment advisory (participants); Securities brokerage; Direct payment from the planCode 26 | 77 | $1,981 | |
Trustee (directed); Shareholder servicing fees; Float revenue; Investment management fees paid indirectly by planCode 25 | 65 | $0 |
Competitor overlap
Percent of CHARLES SCHWAB & CO., INC.'s plans that also list each competitor on Schedule C. High numbers = co-living partners; low numbers = direct displacement targets.
Plans won in 2024
Appeared this year; did not appear last year under CHARLES SCHWAB & CO., INC..
| Sponsor | From | Assets |
|---|---|---|
GOOGLE LLCCA · 770493581-001 | THE VANGUARD GROUP, INC. | $48.7B |
KAISER FOUNDATION HEALTH PLAN, INC.CA · 941340523-025 | THE VANGUARD GROUP, INC. | $22.5B |
THE HOME DEPOT, INC.GA · 953261426-001 | (new plan) | $14.1B |
KAISER FOUNDATION HEALTH PLAN, INC.CA · 941340523-039 | THE VANGUARD GROUP, INC. | $13.8B |
BOOZ ALLEN HAMILTON INC.VA · 362513626-001 | OLIO FINANCIAL PLANNING | $9.3B |
SAP AMERICA, INC.PA · 363556041-001 | THE VANGUARD GROUP, INC. | $8.1B |
KAISER FOUNDATION HEALTH PLAN, INC.CA · 941340523-003 | THE VANGUARD GROUP, INC. | $5.7B |
ADOBE INC.CA · 770019522-001 | THE VANGUARD GROUP, INC. | $5.0B |
FARMERS GROUP, INC.CA · 950725935-002 | WELLINGTON TRUST COMPANY | $5.0B |
T. ROWE PRICE GROUP, INC.MD · 522264646-005 | (new plan) | $4.9B |
Plans lost in 2024
Appeared last year under CHARLES SCHWAB & CO., INC.; not this year.
| Sponsor | To | Assets |
|---|---|---|
APPLE INC.CA · 942404110-001 | FINANCIAL ENGINES | $19.8B |
SOUTHWEST AIRLINES CO.TX · 741563240-001 | GREAT-WEST LIFE & ANNUITY INSURANCE | $5.8B |
HY-VEE, INC.IA · 420325638-002 | PRINCIPAL LIFE INSURANCE COMPANY | $2.4B |
SANTANDER HOLDINGS USA, INC.PA · 232453088-002 | GREAT-WEST LIFE & ANNUITY INSURANCE | $1.6B |
BOARD OF TRUSTEES OF NATIONAL INTEGRATED GROUP PENSION PLANPA · 226190618-001 | GREAT-WEST LIFE & ANNUITY INSURANCE | $1.6B |
COMMUNITY HEALTH NETWORK, INC.IN · 350983617-004 | GREAT-WEST LIFE & ANNUITY INSURANCE | $1.4B |
HUBBELL INCORPORATEDCT · 060397030-060 | FINANCIAL ANSWERS | $1.2B |
SOUTHCOAST HOSPITALS GROUP, INC.MA · 222592333-001 | TRANSAMERICA RETIREMENT SOLUTIONS | $1.0B |
CONSTELLATION BRANDS, INC.NY · 160716709-002 | GREAT-WEST LIFE & ANNUITY INSURANCE | $979M |
CENTRA HEALTH, INC.VA · 540715569-002 | FID INV INST OPS CO | $670M |
Top plans by assets
Searchable full list lands with the commercial layer.
| Plan | Assets | Participants | Fees | Tenure | Flags |
|---|---|---|---|---|---|
GOOGLE LLCCA · 770493581-001 | $48.7B | 155,598 | $261,716 | 1y | 1 |
KAISER FOUNDATION HEALTH PLAN, INC.CA · 941340523-025 | $22.5B | 179,236 | $18,655 | 1y | 1 |
SOUTHWEST AIRLINES CO.TX · 741563240-004 | $17.0B | 85,685 | $12,428 | 10y | 1 |
UNITED AIRLINES, INC.IL · 742099724-202 | $16.8B | 20,168 | $970,232 | 10y | 1 |
THE HOME DEPOT, INC.GA · 953261426-001 | $14.1B | 439,390 | $0 | 1y | 1 |
KAISER FOUNDATION HEALTH PLAN, INC.CA · 941340523-039 | $13.8B | 105,882 | $53,551 | 1y | 1 |
SOUTHWEST AIRLINES COMPANYTX · 741563240-003 | $11.6B | 13,086 | $577,776 | 10y | 1 |
NORTHWELL HEALTH, INC.NY · 113418133-003 | $10.9B | 65,962 | $0 | 2y | - |
3M COMPANYMN · 410417775-333 | $10.6B | 40,574 | $0 | 4y | 1 |
ADVOCATE AURORA HEALTH, INCWI · 824184596-004 | $10.5B | 103,145 | $18,171 | 5y | 1 |
Flag exposure
82.0%Market: 89.2%
This provider
Market baseline
Share of this provider's plans tripping any deterministic red flag this year. Lower than market baseline = better risk surface.
Aliases resolved (473)
Raw Schedule C names collapsed into CHARLES SCHWAB & CO., INC..
- CAHRLES SCHWAB & CO INC AND AFFILIA
- CAHRLES SCHWAB & CO., INC
- CAHRLES SCHWAB BANK
- CARLES SCHWAB & CO., INC.
- CCHARLES SCHWAB & CO., INC.
- CHAARLES SCHWAB & CO
- CHAELES SCHWAB & CO.,INC.
- CHALES SCHWAB
- CHALES SCHWAB & CO. INC
- CHALES SCHWAB & CO., INC.
- CHALES SCHWAB & COMPANY, INC.
- CHALES SCHWAB BANK
- CHALRES SCHWAB & CO., INC
- CHALRES SCHWAB & CO., INC.
- CHALRES SCHWAB BANK
- CHAREL SCHWAB & CO., INC
- CHARELS SCHWAB & CO, INC
- CHARELS SCHWAB & CO, INC.
- CHARELS SCHWAB & CO., INC
- CHARELS SCHWAB & CO., INC.
- CHARELS SCHWAB INVESTMENT MGMT INC.
- CHARELS SCHWAB TRUST BANK
- CHARES SCHWAB & CO, INC.
- CHARES SCHWAB & CO., INC.
- CHARES SCHWAB BANK
Book composition by plan size
Bars stack to total plans served; segments use the same asset cutoffs as the /retirement size filter. Up-and-to-the-right on the bigger segments = moving up-market.
Under $5M$5-50M$50-250M$250M-1B$1B+
Compliance posture vs market
Per-flag share for CHARLES SCHWAB & CO., INC.'s book against the same flag's overall prevalence across all filings. Negative delta = under-indexed (cleaner book); positive = elevated risk surface.
| Flag | Plans flagged | Provider % | Market % | Delta |
|---|---|---|---|---|
| Recently terminated | 50 | 1.68% | 7.76% | -6.09 pp |
| Fidelity bond gap | 53 | 1.78% | 26.94% | -25.16 pp |
| Late contributions | 586 | 19.64% | 1.71% | +17.93 pp |
| Failed to provide benefit | 0 | 0.00% | 0.14% | -0.14 pp |
| Corrective distributions | 982 | 32.92% | 1.76% | +31.16 pp |
| Loss discovered | 0 | 0.00% | 0.00% | -0.00 pp |
New-plan formation share
Share of plans filing for the first time each year that landed with CHARLES SCHWAB & CO., INC.. Compare to the incumbent market share (4.4%) - higher = winning new business, lower = coasting on existing relationships.
0.0%-4.4 pp vs incumbent
Geographic penetration index
(Provider plans in state / state plans) divided by the provider's overall share of the market. Index 1.00 = average; > 1 = over-indexed (winning more than their fair share); < 1 = under-indexed (white space).