Filed January 13, 2015 (most recent of 3 filings on file)
| Provider | Service type | Compensation |
|---|---|---|
SMITH ANGLIN FINANCIAL LLC5 years Service code 26 · EIN 26-0778361 | Advisory (Participants) | $684,995 |
Filed as: TOTAL INVESTMENT MANAGEMENT IN Service code 26 · EIN 86-0912979 | Advisory (Participants) | $463,088 |
CHARLES SCHWAB & CO., INC.5 years Filed as: SCHWAB RETIREMENT PLAN SERVICES,INC Service code 15 · EIN 34-1479833 | Recordkeeping | $386,425 |
LEADING EDGE3 years Filed as: LEADING EDGE FINANCIAL PLANNIN Service code 26 · EIN 47-4221739 | Advisory (Participants) | $361,839 |
FISHER INVESTMENTS5 years Service code 26 · EIN 20-2480800 | Advisory (Participants) | $212,844 |
CALLAN ASSOCIATES1 year Filed as: CALLAN LLC Service code 28 · EIN 94-2192581 | Investment Management | $195,000 |
CHARLES SCHWAB & CO., INC.6+ years Service code 33 · EIN 94-1737782 | Float revenue; Securities brokerage c... | $182,109 |
HAMILTON CAPITAL LLC2 years Service code 26 · EIN 83-3000171 | Advisory (Participants) | $116,062 |
THE SEGAL COMPANY5 years Filed as: SEGAL SELECT INSURANCE SERVICE Service code 28 · EIN 46-0619194 | Investment Management | $113,969 |
Service code 26 · EIN 27-4826969 | Advisory (Participants) | $104,237 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Plan reported corrective distributions (failed ADP/ACP testing).
Assets per participant exceed $250,000 - top-decile high-value plan.
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $717,502 | $81,725+777.9% | $81,988+775.1% | $93,223+669.7% |
| Participation rate | 99.5% | 71.9%+27.6pp | 69.3%+30.3pp | 74.9%+24.6pp |
| Annual return | 15.87% | 20.25%-4.4pp | 41.32%-25.4pp | 19.29%-3.4pp |
| Employer contribution / active EE | $32,580 | $2,446+1231.9% | $2,499+1204.0% | $2,680+1115.9% |
| Participant deferral / active EE | $18,778 | $3,747+401.2% | $3,723+404.4% | $4,563+311.5% |
| Admin fee / account holder | $331 | $92+259.0% | $5,666-94.2% | $79+317.7% |