Filed January 13, 2015 (most recent of 3 filings on file)
| Provider | Service type | Compensation |
|---|---|---|
CHARLES SCHWAB & CO., INC.1+ years Filed as: SCHWAB RETIREMENT PLAN SERVICES CO Service code 13 · EIN 74-2279754 | Contract Administrator | $460,034 |
VERUS1+ years Filed as: VERUS ADVISORY INC Service code 16 · EIN 91-1320111 | Consulting | $126,667 |
WURTS ASSOCIATES1+ years Filed as: WURTS & ASSOCIATES INC. Service code 27 · EIN 91-1320111 | Advisory (Plan) | $79,689 |
EUCLID SPECIALTY MANAGERS, LLC1+ years Service code 23 · EIN 45-3957469 | Direct payment from the plan; Insuran... | $54,597 |
WAGNER EUBANK & NICHOLS LLP1+ years Filed as: WAGNER, EUBANK & NICHOLS LLP Service code 28 · EIN 75-2904993 | Investment Management | $19,500 |
CHARLES SCHWAB & CO., INC.1+ years Service code 33 · EIN 94-1737782 | Securities brokerage commissions and ... | $7,131 |
CHARLES SCHWAB & CO., INC.1+ years Filed as: CHARLES SCHWAB & CO. INC. AND AFFIL Service code 59 | Shareholder Servicing | $0 |
Plan reported corrective distributions (failed ADP/ACP testing).
Assets per participant exceed $250,000 - top-decile high-value plan.
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $432,314 | $56,882+660.0% | $60,547+614.0% | $67,505+540.4% |
| Participation rate | 97.6% | 66.9%+30.7pp | 68.0%+29.7pp | 71.2%+26.4pp |
| Annual return | 11.18% | -0.06%+11.2pp | 335.64%-324.5pp | 6.52%+4.7pp |
| Employer contribution / active EE | $16,076 | $2,085+671.0% | $2,419+564.5% | $2,173+639.9% |
| Participant deferral / active EE | $17,741 | $3,091+473.9% | $3,328+433.1% | $3,597+393.3% |
| Admin fee / account holder | $195 | $65+200.3% | $4,536-95.7% | $56+247.0% |