Filed January 13, 2015 (most recent of 3 filings on file)
| Provider | Service type | Compensation |
|---|---|---|
SMITH ANGLIN FINANCIAL LLC7 years Service code 26 · EIN 26-0778361 | Advisory (Participants) | $1,292,616 |
LEADING EDGE1 year Service code 26 · EIN 47-4221739 | Advisory (Participants) | $541,128 |
Filed as: TOTAL INVESTMENT MANAGEMENT IN Service code 26 · EIN 86-0912979 | Advisory (Participants) | $454,310 |
FISHER INVESTMENTS7 years Service code 26 · EIN 20-2480800 | Advisory (Participants) | $434,441 |
CHARLES SCHWAB & CO., INC.7 years Filed as: SCHWAB RETIREMENT PLAN SERVICES,INC Service code 15 · EIN 34-1479833 | Recordkeeping | $312,783 |
Service code 26 · EIN 27-4826969 | Advisory (Participants) | $206,085 |
Filed as: CHARLES SCHWAB & CO., INC Service code 33 · EIN 94-1737782 | Securities brokerage; Direct payment ... | $205,494 |
Service code 28 · EIN 75-1430195 | Investment Management | $192,341 |
CALLAN ASSOCIATES1 year Filed as: CALLAN ASSOCIATES INC Service code 28 · EIN 94-2192581 | Investment Management | $183,333 |
HAMILTON CAPITAL LLC4 years Service code 26 · EIN 83-3000171 | Advisory (Participants) | $106,001 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Plan reported corrective distributions (failed ADP/ACP testing).
Assets per participant exceed $250,000 - top-decile high-value plan.
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $697,423 | $84,572+724.6% | $68,815+913.5% | $78,104+792.9% |
| Participation rate | 99.4% | 73.3%+26.1pp | 69.0%+30.3pp | 74.5%+24.9pp |
| Annual return | -15.52% | -13.88%-1.6pp | -6.37%-9.2pp | 10.90%-26.4pp |
| Employer contribution / active EE | $33,273 | $3,358+890.8% | $2,656+1152.6% | $3,128+963.9% |
| Participant deferral / active EE | $18,272 | $4,666+291.6% | $3,943+363.5% | $5,089+259.1% |
| Admin fee / account holder | $460 | $90+413.3% | $4,936-90.7% | $79+483.0% |