Filed January 13, 2015 (most recent of 3 filings on file)
| Provider | Service type | Compensation |
|---|---|---|
Filed as: TOTAL INVESTMENT MANAGEMENT INC Service code 26 · EIN 86-0912979 | Advisory (Participants) | $442,439 |
CHARLES SCHWAB & CO., INC.2 years Filed as: SCHWAB RETIREMENT PLAN SERVICES,INC Service code 15 · EIN 34-1479833 | Recordkeeping | $389,588 |
CHARLES SCHWAB & CO., INC.3+ years Service code 33 · EIN 94-1737782 | Float revenue; Other investment fees ... | $253,520 |
SMITH ANGLIN FINANCIAL LLC2 years Service code 26 · EIN 26-0778361 | Advisory (Participants) | $174,574 |
LEADING EDGE2 years Filed as: LEADING EDGE FINANCIAL PLANNING Service code 26 · EIN 47-4221739 | Advisory (Participants) | $152,443 |
VERUS3+ years Filed as: VERUS ADVISORY INC Service code 28 · EIN 91-1320111 | Investment Management | $126,667 |
THE SEGAL COMPANY2 years Filed as: SEGAL SELECT INSURANCE SERVICE Service code 28 · EIN 46-0619194 | Investment Management | $97,892 |
HAMILTON LANE ADVISORS, LLC2 years Filed as: HAMILTON CAPITAL MANAGEMENT INC Service code 26 · EIN 31-1515316 | Advisory (Participants) | $88,889 |
CALLAN ASSOCIATES1 year Filed as: CALLAN ASSOCIATES, INC Service code 28 · EIN 94-2192581 | Investment Management | $60,000 |
FISHER INVESTMENTS2 years Service code 26 · EIN 20-2480800 | Advisory (Participants) | $59,304 |
Plan reported corrective distributions (failed ADP/ACP testing).
Assets per participant exceed $250,000 - top-decile high-value plan.
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $532,901 | $62,111+758.0% | $71,671+643.5% | $177,276+200.6% |
| Participation rate | 99.6% | 69.4%+30.2pp | 68.7%+30.9pp | 74.8%+24.8pp |
| Annual return | 17.78% | 17.83%0pp | 20.65%-2.9pp | 21.25%-3.5pp |
| Employer contribution / active EE | $27,711 | $2,059+1245.8% | $2,460+1026.5% | $2,479+1017.8% |
| Participant deferral / active EE | $16,958 | $2,943+476.1% | $3,438+393.3% | $3,881+337.0% |
| Admin fee / account holder | $213 | $66+220.6% | $5,558-96.2% | $154+38.3% |