Filed January 13, 2015 (most recent of 3 filings on file)
| Provider | Service type | Compensation |
|---|---|---|
Filed as: TOTAL INVESTMENT MANAGEMENT IN Service code 26 · EIN 86-0912979 | Advisory (Participants) | $493,680 |
CHARLES SCHWAB & CO., INC.3 years Filed as: SCHWAB RETIREMENT PLAN SERVICES,INC Service code 15 · EIN 34-1479833 | Recordkeeping | $422,379 |
CHARLES SCHWAB & CO., INC.4+ years Service code 33 · EIN 94-1737782 | Other investment fees and expenses; D... | $334,200 |
SMITH ANGLIN FINANCIAL LLC3 years Service code 26 · EIN 26-0778361 | Advisory (Participants) | $280,842 |
LEADING EDGE1 year Filed as: LEADING EDGE FINANCIAL PLANNIN Service code 26 · EIN 47-4221739 | Advisory (Participants) | $250,667 |
CALLAN ASSOCIATES2 years Filed as: CALLAN ASSOCIATES, INC Service code 28 · EIN 94-2192581 | Investment Management | $195,000 |
FISHER INVESTMENTS3 years Service code 26 · EIN 20-2480800 | Advisory (Participants) | $112,384 |
THE SEGAL COMPANY3 years Filed as: SEGAL SELECT INSURANCE SERVICE Service code 28 · EIN 46-0619194 | Investment Management | $101,480 |
HAMILTON CAPITAL LLC1 year Filed as: HAMILTON CAPITAL Service code 26 · EIN 31-1515316 | Advisory (Participants) | $89,454 |
Service code 26 · EIN 27-4826969 | Advisory (Participants) | $56,341 |
Plan reported corrective distributions (failed ADP/ACP testing).
Assets per participant exceed $250,000 - top-decile high-value plan.
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $494,157 | $57,605+757.8% | $67,313+634.1% | $68,904+617.2% |
| Participation rate | 99.7% | 67.4%+32.3pp | 69.1%+30.6pp | 74.1%+25.5pp |
| Annual return | -5.26% | -3.81%-1.5pp | -4.08%-1.2pp | 1.07%-6.3pp |
| Employer contribution / active EE | $28,450 | $2,219+1181.9% | $2,566+1008.9% | $2,540+1020.0% |
| Participant deferral / active EE | $16,582 | $3,063+441.3% | $3,568+364.7% | $4,015+313.0% |
| Admin fee / account holder | $243 | $77+213.0% | $4,507-94.6% | $71+240.1% |