Filed January 13, 2015 (most recent of 3 filings on file)
| Provider | Service type | Compensation |
|---|---|---|
SMITH ANGLIN FINANCIAL LLC8 years Service code 26 · EIN 26-0778361 | Advisory (Participants) | $1,492,335 |
LEADING EDGE2 years Service code 26 · EIN 47-4221739 | Advisory (Participants) | $660,770 |
Filed as: TOTAL INVESTMENT MANAGEMENT IN Service code 26 · EIN 86-0912979 | Advisory (Participants) | $455,684 |
FISHER INVESTMENTS8 years Service code 26 · EIN 20-2480800 | Advisory (Participants) | $443,936 |
CHARLES SCHWAB & CO., INC.8 years Filed as: SCHWAB RETIREMENT PLAN SERVICES,INC Service code 15 · EIN 34-1479833 | Recordkeeping | $360,145 |
Service code 26 · EIN 27-4826969 | Advisory (Participants) | $221,583 |
SYMPHONY RISK SOLUTIONS, LLC2 years Service code 28 · EIN 75-1430195 | Investment Management | $204,926 |
CALLAN ASSOCIATES4 years Filed as: CALLAN LLC Service code 28 · EIN 94-2192581 | Investment Management | $190,000 |
Filed as: CHARLES SCHWAB AND CO.,INC. Service code 33 · EIN 94-1737782 | Securities brokerage; Other investmen... | $158,566 |
Service code 26 · EIN 26-1135426 | Advisory (Participants) | $127,734 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Plan reported corrective distributions (failed ADP/ACP testing).
Assets per participant exceed $250,000 - top-decile high-value plan.
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $727,260 | $119,999+506.1% | $70,589+930.3% | $96,393+654.5% |
| Participation rate | 99.3% | 66.2%+33.1pp | 68.4%+31.0pp | 71.3%+28.1pp |
| Annual return | 17.89% | 20.36%-2.5pp | 32.80%-14.9pp | 22.88%-5.0pp |
| Employer contribution / active EE | $31,646 | $4,602+587.6% | $2,977+963.0% | $3,239+877.2% |
| Participant deferral / active EE | $17,613 | $4,604+282.5% | $4,569+285.5% | $5,455+222.9% |
| Admin fee / account holder | $449 | $95+374.2% | $6,430-93.0% | $74+507.3% |