Filed May 20, 2014 (most recent of 4 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
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| Provider | Service type | Compensation |
|---|---|---|
Service code 12 · EIN 13-3689044 | Participant loan processing; Particip... | $875,451 |
UBS FINANCIAL SERVICES INC7+ years Filed as: UBS INSTITUTIONAL CONSULTING GROUP Service code 16 · EIN 13-2638166 | Consulting | $20,000 |
AON CONSULTING7+ years Filed as: AON HEWITT INV CONSULTING, INC Service code 16 · EIN 36-3109431 | Consulting | $15,000 |
NATIONAL FINANCIAL SERVICES7+ years Service code 33 · EIN 04-3523567 | Securities brokerage; Securities brok... | $0 |
Annual investment return is in the bottom quintile of the peer cohort.
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $51,218 | $68,062-24.7% | $185,854-72.4% | $106,520-51.9% |
| Participation rate | 94.1% | 75.2%+18.9pp | 81.7%+12.4pp | 71.3%+22.8pp |
| Annual return | 9.89% | 18.20%-8.3pp | 122.12%-112.2pp | 19.28%-9.4pp |
| Employer contribution / active EE | $2,079 | $1,997+4.1% | $5,169-59.8% | $2,840-26.8% |
| Participant deferral / active EE | $2,249 | $3,990-43.6% | $5,569-59.6% | $4,948-54.5% |
| Admin fee / account holder | $32 | $53-39.1% | $16,246-99.8% | $75-56.9% |