Filed May 20, 2014 (most recent of 4 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Service code 12 · EIN 13-3689044 | Finders' fees / placement fees; Sales... | $1,762,460 |
Service code 11 · EIN 53-0181291 | Actuarial | $55,000 |
AON CONSULTING6+ years Filed as: AON HEWITT INV CONSULTING, INC Service code 16 · EIN 36-3109431 | Consulting | $30,000 |
UBS FINANCIAL SERVICES INC6+ years Filed as: UBS INSTITUTIONAL CONSULTING GROUP Service code 16 · EIN 13-2638166 | Consulting | $30,000 |
Filed as: CHARLES SCHWAB & CO, INC. Service code 33 · EIN 94-1737782 | Securities brokerage commissions and ... | $599 |
NATIONAL FINANCIAL SERVICES6+ years Service code 33 · EIN 04-3523567 | Securities brokerage; Securities brok... | $0 |
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $46,518 | $66,513-30.1% | $178,490-73.9% | $106,222-56.2% |
| Participation rate | 95.4% | 73.8%+21.6pp | 81.9%+13.5pp | 70.8%+24.6pp |
| Annual return | 15.25% | 21.81%-6.6pp | 151.07%-135.8pp | 21.69%-6.4pp |
| Employer contribution / active EE | $1,848 | $1,776+4.1% | $5,011-63.1% | $2,723-32.1% |
| Participant deferral / active EE | $4,648 | $3,679+26.3% | $5,202-10.6% | $4,600+1.0% |
| Admin fee / account holder | $68 | $53+28.0% | $13,984-99.5% | $78-12.7% |