Filed May 20, 2014 (most recent of 4 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Service code 12 · EIN 13-3689044 | Claims processing; Participant commun... | $1,424,867 |
UBS FINANCIAL SERVICES INC4+ years Filed as: UBS INSTITUTIONAL CONSULTING GROUP Service code 16 · EIN 13-2638166 | Consulting | $50,000 |
AON CONSULTING4+ years Filed as: AON HEWITT INV CONSULTING, INC Service code 16 · EIN 36-3109431 | Consulting | $30,032 |
NATIONAL FINANCIAL SERVICES4+ years Service code 33 · EIN 04-3523567 | Securities brokerage commissions and ... | $0 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $42,232 | $46,969-10.1% | $154,107-72.6% | $73,367-42.4% |
| Participation rate | 62.5% | 72.4%-9.9pp | 83.0%-20.5pp | 69.5%-7.0pp |
| Annual return | -4.82% | 821.68%-826.5pp | 735.12%-739.9pp | 173.45%-178.3pp |
| Employer contribution / active EE | $623 | $1,723-63.8% | $5,298-88.2% | $2,499-75.1% |
| Participant deferral / active EE | $3,263 | $3,162+3.2% | $5,081-35.8% | $4,033-19.1% |
| Admin fee / account holder | $78 | $47+67.3% | $13,411-99.4% | $68+14.0% |