Filed May 20, 2014 (most recent of 4 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
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| Provider | Service type | Compensation |
|---|---|---|
TRANSAMERICA RETIREMENT SOLUTIONS10+ years Service code 12 · EIN 13-3689044 | Shareholder servicing fees; Sales loa... | $1,780,362 |
UBS FINANCIAL SERVICES INC3 years Filed as: UBS INSITITUTIONAL CONSULTING GROUP Service code 16 · EIN 13-2638166 | Consulting | $50,000 |
AON CONSULTING10+ years Filed as: AON HEWITT INV CONSULTING, INC Service code 16 · EIN 36-3109431 | Consulting | $30,300 |
CHARLES SCHWAB & CO., INC.5 years Filed as: CHARLES SCHWAB & CO, INC. Service code 33 · EIN 94-1737782 | Securities brokerage commissions and ... | $4,071 |
NATIONAL FINANCIAL SERVICES10+ years Service code 33 · EIN 04-3523567 | Securities brokerage commissions and ... | $0 |
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $62,288 | $73,283-15.0% | $155,556-60.0% | $106,553-41.5% |
| Participation rate | 94.9% | 73.3%+21.6pp | 78.2%+16.7pp | 69.8%+25.1pp |
| Annual return | 16.08% | 15.76%+0.3pp | 64.84%-48.8pp | 17.37%-1.3pp |
| Employer contribution / active EE | $4,449 | $2,241+98.6% | $4,675-4.8% | $3,359+32.5% |
| Participant deferral / active EE | $5,407 | $4,567+18.4% | $5,631-4.0% | $5,562-2.8% |
| Admin fee / account holder | $55 | $56-0.8% | $15,885-99.7% | $80-30.4% |