Filed May 20, 2014 (most recent of 4 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Service code 12 · EIN 13-3689044 | Sales loads (front end and deferred);... | $1,449,756 |
UBS FINANCIAL SERVICES INC3+ years Filed as: UBS INSTITUTIONAL CONSULTING GROUP Service code 16 · EIN 13-2638166 | Consulting | $40,000 |
AON CONSULTING3+ years Filed as: AON HEWITT INV CONSULTING, INC Service code 16 · EIN 36-3109431 | Consulting | $30,027 |
NATIONAL FINANCIAL SERVICES3+ years Service code 33 · EIN 04-3523567 | Securities brokerage; Securities brok... | $0 |
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $44,230 | $53,684-17.6% | $170,442-74.0% | $80,976-45.4% |
| Participation rate | 71.8% | 69.2%+2.6pp | 83.6%-11.8pp | 68.3%+3.5pp |
| Annual return | 25.69% | 25.97%-0.3pp | 205.93%-180.2pp | 22.91%+2.8pp |
| Employer contribution / active EE | $964 | $1,642-41.3% | $5,433-82.3% | $2,402-59.9% |
| Participant deferral / active EE | $3,452 | $3,017+14.4% | $4,939-30.1% | $3,848-10.3% |
| Admin fee / account holder | $84 | $46+80.2% | $13,880-99.4% | $67+23.8% |