Filed May 20, 2014 (most recent of 4 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
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| Provider | Service type | Compensation |
|---|---|---|
TRANSAMERICA RETIREMENT SOLUTIONS11+ years Service code 12 · EIN 13-3689044 | Shareholder servicing fees; Participa... | $2,123,956 |
UBS FINANCIAL SERVICES INC4 years Filed as: UBS INSITITUTIONAL CONSULTING GROUP Service code 16 · EIN 13-2638166 | Consulting | $40,000 |
AON CONSULTING11+ years Filed as: AON HEWITT INV CONSULTING, INC Service code 16 · EIN 36-3109431 | Consulting | $31,209 |
CHARLES SCHWAB & CO., INC.6 years Filed as: CHARLES SCHWAB & CO, INC. Service code 33 · EIN 94-1737782 | Securities brokerage commissions and ... | $6,069 |
NATIONAL FINANCIAL SERVICES11+ years Service code 33 · EIN 04-3523567 | Securities brokerage; Securities brok... | $0 |
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor signed off without reservation. This is the cleanest opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $60,251 | $121,719-50.5% | $154,803-61.1% | $140,769-57.2% |
| Participation rate | 95.1% | 76.3%+18.8pp | 78.1%+17.0pp | 74.2%+20.9pp |
| Annual return | 30.89% | 19.22%+11.7pp | 58.88%-28.0pp | 16.82%+14.1pp |
| Employer contribution / active EE | $4,297 | $2,466+74.3% | $4,305-0.2% | $3,906+10.0% |
| Participant deferral / active EE | $5,037 | $5,384-6.4% | $5,540-9.1% | $6,717-25.0% |
| Admin fee / account holder | $47 | $71-33.9% | $14,329-99.7% | $229-79.6% |