Filed May 20, 2014 (most recent of 4 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Service code 12 · EIN 13-3689044 | Direct payment from the plan; Claims ... | $1,831,735 |
UBS FINANCIAL SERVICES INC5+ years Filed as: UBS INSTITUTIONAL CONSULTING GROUP Service code 16 · EIN 13-2638166 | Consulting | $40,000 |
AON CONSULTING5+ years Filed as: AON HEWITT INV CONSULTING, INC Service code 16 · EIN 36-3109431 | Consulting | $30,000 |
NATIONAL FINANCIAL SERVICES5+ years Service code 33 · EIN 04-3523567 | Securities brokerage; Securities brok... | $0 |
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $50,132 | $58,202-13.9% | $172,739-71.0% | $89,569-44.0% |
| Participation rate | 73.4% | 72.8%+0.5pp | 82.6%-9.3pp | 69.6%+3.8pp |
| Annual return | 24.80% | 61.59%-36.8pp | 802.84%-778.0pp | 34.56%-9.8pp |
| Employer contribution / active EE | $779 | $1,759-55.7% | $5,143-84.9% | $2,584-69.9% |
| Participant deferral / active EE | $3,979 | $3,335+19.3% | $5,198-23.4% | $4,220-5.7% |
| Admin fee / account holder | $89 | $53+70.2% | $13,954-99.4% | $72+24.9% |