Filed May 20, 2014 (most recent of 4 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Service code 12 · EIN 13-3689044 | Participant loan processing; Sharehol... | $1,578,558 |
UBS FINANCIAL SERVICES INC2+ years Filed as: UBS INSTITUTIONAL CONSULTING GROUP Service code 16 · EIN 13-2638166 | Consulting | $40,000 |
AON CONSULTING2+ years Filed as: AON HEWITT INV CONSULTING, INC Service code 16 · EIN 36-3109431 | Consulting | $30,011 |
NATIONAL FINANCIAL SERVICES2+ years Service code 33 · EIN 04-3523567 | Securities brokerage; Securities brok... | $0 |
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $38,432 | $49,270-22.0% | $156,549-75.5% | $329,111-88.3% |
| Participation rate | 100.0% | 68.1%+31.9pp | 84.0%+16.0pp | 67.9%+32.1pp |
| Annual return | 13.06% | 23.25%-10.2pp | 32.23%-19.2pp | 16.35%-3.3pp |
| Employer contribution / active EE | $1,144 | $1,534-25.4% | $5,501-79.2% | $2,303-50.3% |
| Participant deferral / active EE | $4,391 | $2,920+50.4% | $4,871-9.9% | $3,682+19.3% |
| Admin fee / account holder | $106 | $51+109.6% | $13,027-99.2% | $754-85.9% |