Filed May 20, 2014 (most recent of 4 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Service code 12 · EIN 13-3689044 | Participant loan processing; Finders'... | $1,656,662 |
UBS FINANCIAL SERVICES INC2 years Filed as: UBS INSITITUTIONAL CONSULTING GROUP Service code 16 · EIN 13-2638166 | Consulting | $40,000 |
AON CONSULTING9+ years Filed as: AON HEWITT INV CONSULTING, INC Service code 16 · EIN 36-3109431 | Consulting | $30,000 |
CHARLES SCHWAB & CO., INC.4 years Filed as: CHARLES SCHWAB & CO, INC. Service code 33 · EIN 94-1737782 | Securities brokerage commissions and ... | $1,830 |
NATIONAL FINANCIAL SERVICES9+ years Service code 33 · EIN 04-3523567 | Securities brokerage commissions and ... | $0 |
Annual investment return is in the bottom quintile of the peer cohort.
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor signed off without reservation. This is the cleanest opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $52,942 | $68,330-22.5% | $149,673-64.6% | $96,393-45.1% |
| Participation rate | 95.0% | 74.6%+20.5pp | 78.8%+16.3pp | 71.3%+23.8pp |
| Annual return | 14.50% | 29.64%-15.1pp | 134.42%-119.9pp | 22.88%-8.4pp |
| Employer contribution / active EE | $4,500 | $2,139+110.4% | $4,818-6.6% | $3,238+39.0% |
| Participant deferral / active EE | $5,249 | $4,422+18.7% | $5,680-7.6% | $5,455-3.8% |
| Admin fee / account holder | $54 | $52+3.1% | $13,210-99.6% | $74-27.5% |