Filed December 16, 2013 (most recent of 2 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
| Provider | Service type | Compensation |
|---|---|---|
Filed as: SCHWAB RETIREMENT PLAN SERVICES Service code 15 · EIN 34-1479833 | Recordkeeping | $2,381,112 |
Service code 26 · EIN 94-1737782 | Advisory (Participants) | $263,762 |
CREATIVE PLANNING LLC4 years Service code 26 · EIN 43-1270780 | Advisory (Participants) | $101,901 |
PRIVATE OCEAN9+ years Service code 26 · EIN 20-5742052 | Advisory (Participants) | $59,661 |
Service code 26 · EIN 81-0698246 | Advisory (Participants) | $53,746 |
MARINER LLC4 years Service code 26 · EIN 20-4553256 | Advisory (Participants) | $52,099 |
Filed as: ENVESTNET ASSET MANAGEMENT INC Service code 26 · EIN 36-4319587 | Advisory (Participants) | $47,907 |
JMG FINANCIAL GROUP LTD6 years Service code 26 · EIN 36-3275370 | Advisory (Participants) | $42,698 |
AMERICAN FUNDS3 years Filed as: INTEROCEAN CAPITAL GROUP LLC Service code 26 · EIN 85-2210783 | Advisory (Participants) | $36,473 |
MERCER5 years Filed as: MERCER GLOBAL ADVISORS INC Service code 26 · EIN 74-3257877 | Advisory (Participants) | $31,336 |
Annual investment return is in the bottom quintile of the peer cohort.
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $180,824 | $135,240+33.7% | $170,055+6.3% | $96,393+87.6% |
| Participation rate | 98.6% | 86.5%+12.1pp | 87.0%+11.6pp | 71.3%+27.3pp |
| Annual return | 15.62% | 22.04%-6.4pp | 53.43%-37.8pp | 22.88%-7.3pp |
| Employer contribution / active EE | $6,807 | $5,029+35.4% | $6,790+0.2% | $3,239+110.2% |
| Participant deferral / active EE | $12,547 | $8,138+54.2% | $10,410+20.5% | $5,455+130.0% |
| Admin fee / account holder | $82 | $85-3.1% | $12,828-99.4% | $74+11.3% |