Filed December 16, 2013 (most recent of 2 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
| Provider | Service type | Compensation |
|---|---|---|
CHARLES SCHWAB & CO., INC.3+ years Filed as: SCHWAB RETIREMENT PLAN SERVICES INC Service code 12 · EIN 34-1479833 | Claims processing; Participant loan p... | $1,766,090 |
CHARLES SCHWAB & CO., INC.3+ years Filed as: CHARLES SCHWAB & CO INC Service code 28 · EIN 94-1737782 | Investment Management | $518,616 |
PRIVATE OCEAN3+ years Service code 27 · EIN 20-5742052 | Advisory (Plan) | $45,106 |
Service code 27 · EIN 81-0698246 | Advisory (Plan) | $35,524 |
SCHARF INVESTMENTS LLC3+ years Service code 27 · EIN 26-3775085 | Advisory (Plan) | $30,899 |
Filed as: FRONTIER INVESTMENT MGMT Service code 27 · EIN 75-2328323 | Advisory (Plan) | $22,031 |
TCI WEALTH ADVISORS INC2 years Service code 27 · EIN 86-1002710 | Advisory (Plan) | $20,576 |
Filed as: CHARLES SCHWAB INVESTMENT ADVISORS Service code 27 · EIN 94-1737782 | Advisory (Plan) | $18,335 |
Service code 27 · EIN 51-0666181 | Advisory (Plan) | $17,927 |
CAPITAL ADVANTAGE INC3+ years Service code 27 · EIN 94-3307876 | Advisory (Plan) | $17,045 |
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $174,665 | $112,134+55.8% | $149,721+16.7% | $80,976+115.7% |
| Participation rate | 97.9% | 87.3%+10.6pp | 87.1%+10.8pp | 68.3%+29.6pp |
| Annual return | 18.26% | 17.23%+1.0pp | 1501.67%-1483.4pp | 22.91%-4.7pp |
| Employer contribution / active EE | $5,466 | $3,991+36.9% | $5,444+0.4% | $2,402+127.5% |
| Participant deferral / active EE | $9,364 | $6,036+55.1% | $6,568+42.6% | $3,848+143.3% |
| Admin fee / account holder | $55 | $109-49.4% | $11,282-99.5% | $67-18.1% |