Filed December 16, 2013 (most recent of 2 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
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| Provider | Service type | Compensation |
|---|---|---|
CHARLES SCHWAB & CO., INC.1+ years Filed as: SCHWAB RETIREMENT PLAN SERVICES INC Service code 12 · EIN 34-1479833 | Contract Administrator; Plan Administ... | $1,969,235 |
CHARLES SCHWAB & CO., INC.1+ years Filed as: CHARLES SCHWAB & CO INC Service code 28 · EIN 94-1737782 | Investment Management | $831,250 |
PRIVATE OCEAN1+ years Service code 27 · EIN 20-5742052 | Advisory (Plan) | $50,908 |
SCHARF INVESTMENTS LLC1+ years Service code 27 · EIN 26-3775085 | Advisory (Plan) | $35,605 |
Filed as: DOUGLAS C LANE & ASSOCIATES Service code 27 · EIN 13-3776773 | Advisory (Plan) | $25,926 |
TCI WEALTH ADVISORS INC1+ years Filed as: TCI WEALTH ADVISORS Service code 27 · EIN 86-1002710 | Advisory (Plan) | $22,466 |
SIGNATURE ESTATE & INVESTMENT1+ years Filed as: SIGNATURE INVESTMENT ADVISORS Service code 27 · EIN 45-3791510 | Advisory (Plan) | $22,347 |
CAPITAL ADVANTAGE INC1+ years Service code 27 · EIN 94-3307876 | Advisory (Plan) | $18,713 |
Filed as: FRONTIER INVESTMENT MANAGEMENT Service code 27 · EIN 75-2328323 | Advisory (Plan) | $17,373 |
BALASA DINVERNO & FOLTZ LLC1+ years Service code 27 · EIN 36-4445980 | Advisory (Plan) | $16,429 |
Retirees and beneficiaries make up 25% or more of total participants - indicates an ageing workforce or a frozen plan.
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $150,231 | $87,670+71.4% | $123,106+22.0% | $69,651+115.7% |
| Participation rate | 98.4% | 87.8%+10.7pp | 86.8%+11.6pp | 66.6%+31.8pp |
| Annual return | 0.42% | 3.10%-2.7pp | 13.22%-12.8pp | 53.77%-53.3pp |
| Employer contribution / active EE | $5,237 | $3,511+49.2% | $5,151+1.7% | $2,241+133.8% |
| Participant deferral / active EE | $11,593 | $5,412+114.2% | $6,229+86.1% | $3,635+218.9% |
| Admin fee / account holder | $56 | $94-40.0% | $9,015-99.4% | $63-10.7% |