Filed December 16, 2013 (most recent of 2 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
| Provider | Service type | Compensation |
|---|---|---|
CHARLES SCHWAB & CO., INC.4+ years Filed as: SCHWAB RETIREMENT PLAN SERVICES INC Service code 12 · EIN 34-1479833 | Claims processing; Recordkeeping and ... | $1,341,894 |
CHARLES SCHWAB & CO., INC.4+ years Filed as: CHARLES SCHWAB & CO INC Service code 27 · EIN 94-1737782 | Advisory (Plan) | $626,489 |
PRIVATE OCEAN4+ years Service code 27 · EIN 20-5742052 | Advisory (Plan) | $49,592 |
Service code 27 · EIN 81-0698246 | Advisory (Plan) | $42,670 |
SCHARF INVESTMENTS LLC1 year Filed as: SCHARF INVESTMENTS Service code 27 · EIN 26-3775085 | Advisory (Plan) | $28,721 |
Filed as: FRONTIER INVESTMENT MGMT Service code 27 · EIN 75-2328323 | Advisory (Plan) | $24,418 |
TCI WEALTH ADVISORS INC3 years Service code 27 · EIN 86-1002710 | Advisory (Plan) | $23,647 |
Service code 27 · EIN 59-3794918 | Advisory (Plan) | $20,639 |
Service code 27 · EIN 51-0666181 | Advisory (Plan) | $19,835 |
CAPITAL ADVANTAGE INC4+ years Service code 27 · EIN 94-3307876 | Advisory (Plan) | $18,705 |
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $149,281 | $96,381+54.9% | $140,019+6.6% | $73,367+103.5% |
| Participation rate | 98.0% | 90.1%+7.9pp | 87.5%+10.5pp | 69.5%+28.5pp |
| Annual return | -6.08% | -4.30%-1.8pp | 651.19%-657.3pp | 173.45%-179.5pp |
| Employer contribution / active EE | $5,564 | $4,168+33.5% | $5,605-0.7% | $2,499+122.7% |
| Participant deferral / active EE | $9,623 | $6,186+55.6% | $6,927+38.9% | $4,033+138.6% |
| Admin fee / account holder | $54 | $100-45.5% | $10,705-99.5% | $68-20.3% |