PRIVATE OCEAN
2 known aliases resolved via the canonical alias map
Market position · 2024
Plans served8+1 YoYRank #1539 of mapped providers
Assets under administration$15.5B0.0%Market share · rank #844
Fees received$111,578Median $8,247/planSum across Schedule C direct + indirect
Net wins YoY+11 won · 0 lostPlan-level switch detection
Plans served · 5-year trajectory
Market-share plans percent annotated. Bar height is raw plan count.
Customer-base shape
What does a typical PRIVATE OCEAN plan look like?
Service mix · median fees per plan
Count of plans where PRIVATE OCEAN ships each service code, and the median compensation they report under it.
| Service | Plans | Median fees | Distribution |
|---|---|---|---|
Investment advisory (participants); Direct payment from the planCode 26 | 7 | $9,308 | |
Investment management fees paid directly by planCode 51 | 1 | $7,185 |
Competitor overlap
Percent of PRIVATE OCEAN's plans that also list each competitor on Schedule C. High numbers = co-living partners; low numbers = direct displacement targets.
Plans won in 2024
Appeared this year; did not appear last year under PRIVATE OCEAN.
| Sponsor | From | Assets |
|---|---|---|
ASSOCIATION OF MARYLAND PILOTSMD · 520231416-002 | CHARLES SCHWAB & CO., INC. | $61M |
Plans lost in 2024
Appeared last year under PRIVATE OCEAN; not this year.
| Sponsor | To | Assets |
|---|
Top plans by assets
Searchable full list lands with the commercial layer.
| Plan | Assets | Participants | Fees | Tenure | Flags |
|---|---|---|---|---|---|
THE CHARLES SCHWAB CORPORATIONTX · 943025021-002 | $8.9B | 43,502 | $55,519 | 10y | 1 |
ALLIANZ ASSET MANAGEMENT OF AMERICA LLCCA · 990994535-001 | $2.2B | 4,932 | $9,662 | 2y | 2 |
GIBSON, DUNN & CRUTCHER LLPCA · 951611234-001 | $1.5B | 4,194 | $7,185 | 6y | - |
COOLEY LLPCA · 941140085-001 | $1.3B | 4,094 | $10,816 | 6y | 1 |
WILSON SONSINI GOODRICH & ROSATI, PCCA · 942451946-002 | $1.0B | 3,146 | $6,557 | 5y | - |
PERKINS&WILL, INC.IL · 362690384-001 | $414M | 3,060 | $9,308 | 6y | 1 |
THE AURRAY GROUP, INC. D/B/A SUTTER WEST BAY MEDICAL GROUPCA · 911875960-001 | $149M | 323 | $6,633 | 4y | 1 |
ASSOCIATION OF MARYLAND PILOTSMD · 520231416-002 | $61M | 154 | $5,898 | 1y | 1 |
Flag exposure
100.0%Market: 89.2%
This provider
Market baseline
Share of this provider's plans tripping any deterministic red flag this year. Lower than market baseline = better risk surface.
Aliases resolved (2)
Raw Schedule C names collapsed into PRIVATE OCEAN.
- PRIVATE OCEAN
- PRIVATE OCEAN WEALTH MANAGEMENT
Book composition by plan size
Bars stack to total plans served; segments use the same asset cutoffs as the /retirement size filter. Up-and-to-the-right on the bigger segments = moving up-market.
Under $5M$5-50M$50-250M$250M-1B$1B+
Compliance posture vs market
Per-flag share for PRIVATE OCEAN's book against the same flag's overall prevalence across all filings. Negative delta = under-indexed (cleaner book); positive = elevated risk surface.
| Flag | Plans flagged | Provider % | Market % | Delta |
|---|---|---|---|---|
| Recently terminated | 0 | 0.00% | 7.76% | -7.76 pp |
| Fidelity bond gap | 0 | 0.00% | 26.94% | -26.94 pp |
| Late contributions | 1 | 12.50% | 1.71% | +10.79 pp |
| Failed to provide benefit | 0 | 0.00% | 0.14% | -0.14 pp |
| Corrective distributions | 6 | 75.00% | 1.76% | +73.24 pp |
| Loss discovered | 0 | 0.00% | 0.00% | -0.00 pp |
New-plan formation share
Share of plans filing for the first time each year that landed with PRIVATE OCEAN. Compare to the incumbent market share (0.0%) - higher = winning new business, lower = coasting on existing relationships.
0.0%-0.0 pp vs incumbent