Filed December 16, 2013 (most recent of 2 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
| Provider | Service type | Compensation |
|---|---|---|
CHARLES SCHWAB & CO., INC.8+ years Filed as: SCHWAB RETIREMENT PLAN SERVICES INC Service code 15 · EIN 34-1479833 | Recordkeeping | $2,159,110 |
CHARLES SCHWAB & CO., INC.8+ years Filed as: CHARLES SCHWAB & CO INC Service code 26 · EIN 94-1737782 | Advisory (Participants) | $252,473 |
CREATIVE PLANNING LLC3 years Service code 26 · EIN 43-1270780 | Advisory (Participants) | $80,011 |
Service code 26 · EIN 81-0698246 | Advisory (Participants) | $64,742 |
MERCER4 years Filed as: MERCER GLOBAL ADVISORS INC Service code 26 · EIN 74-3257877 | Advisory (Participants) | $62,346 |
PRIVATE OCEAN8+ years Service code 26 · EIN 20-5742052 | Advisory (Participants) | $59,186 |
MARINER LLC3 years Service code 26 · EIN 20-4553256 | Advisory (Participants) | $49,914 |
JMG FINANCIAL GROUP LTD5 years Service code 26 · EIN 36-3275370 | Advisory (Participants) | $33,747 |
AMERICAN FUNDS2 years Filed as: INTEROCEAN CAPITAL GROUP LLC Service code 26 · EIN 85-2210783 | Advisory (Participants) | $33,709 |
HIGHTOWER ADVISORS LLC2 years Service code 26 · EIN 36-4500709 | Advisory (Participants) | $31,917 |
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $154,241 | $118,441+30.2% | $151,634+1.7% | $89,433+72.5% |
| Participation rate | 98.3% | 88.0%+10.3pp | 87.5%+10.8pp | 71.3%+27.0pp |
| Annual return | -13.98% | -9.10%-4.9pp | 3.32%-17.3pp | -11.88%-2.1pp |
| Employer contribution / active EE | $6,381 | $4,770+33.8% | $6,165+3.5% | $3,021+111.2% |
| Participant deferral / active EE | $11,278 | $7,648+47.5% | $8,363+34.9% | $5,125+120.1% |
| Admin fee / account holder | $79 | $90-12.2% | $11,614-99.3% | $79-0.9% |